Compliance Monitoring Senior Manager - London, United Kingdom - eFinancialCareers

eFinancialCareers

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London, United Kingdom

1 week ago

Posted by:

Tom O´Connor

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Description

Role Description

An international investment manager is looking for a Compliance Monitoring Senior Manager to join their Global Investment Compliance function on a permanent basis with a base salary of £85,000 + competitive bonus and benefits.

This position will play a keySME role in leading compliance monitoring to design and perform oversight and assurance for the firm's rapidly growing private assets and alternative business.

Company
This international investment manager provides investment solutions and services to over 2.56 million customers globally.

As a privately held and purpose-driven company with 50-years of experience in the market, they are committed to investing in long-termgrowth.

They currently operating in more than 25 locations with $783.6 billion in total assets with clients across central banks, sovereign wealth funds, large corporates, financial institutions and wealth managers.

Responsibilities

Complete the daily Compliance Monitoring programme for the Private Credit business in addition to regular thematic reviews such as monitoring of conflicts, information barriers and adhoc issues.
Expand and review the Private Credit monitoring programme as the business expands to include additional asset classes.
Contribute to Compliance reporting on Investment Compliance monitoring activities including communicating with General Counsel technology teams to ensure appropriate automated reports are built.
Monitor current Compliance industry practices to ensure the Investment Compliance monitoring programme continues to meet regulatory expectations.

Key Skills

Strong experience supporting, designing and delivering Compliance Oversight and Assurance programs within Investment Management.
Good knowledge of asset classes including private equity, private credit, alternatives, real estate and derivatives.
Confident in acting independently to effectively communicate with key stakeholders, build productive relationships, solve problems and provide challenge where necessary.