Compliance Advisor - London, United Kingdom - BioTalent

BioTalent

Verified Company

London, United Kingdom

2 weeks ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

My client has a fantastic opportunity for a
COMPLIANCE ADVISOR to provide regulatory guidance and business partnering support to stakeholders at all levels.

Key Responsibilities:

Ensure identification, analysis and communication of regulatory change, and oversight of the businesses' completion of changes required to ensure compliance with new requirements
Provide support to all areas during the development of new or existing products and services
Support business areas on key projects linked to growth strategy plans
Undertake the sign off of marketing materials and financial promotions, developing business relationships with the Marketing area and delivering to agreed SLAs
Provide practical support and advice to management and project members on how to approach and handle regulatory or substantive issues affecting the business and agree processes for addressing these issues
Deliver compliance training to the business, ensuring that new and existing regulatory rules and principles are embedded
Oversee the Compliance Mailbox providing responses to regulatory queries from the business
Maintain a comprehensive understanding of the FCA/PRA's requirements and standards
Ensure Conduct Risk & Customer Outcomes are considered in promoting a healthy culture
Ensure the continued protection of information, by following all applicable Information Security policies and procedures and by reporting suspected weaknesses in information security controls to the Information Security Officer
Understand how Conduct Risk, Customer Outcomes, Risk Management and Solvency II Systems of Governance relate to both the role and the divisional activities
Comply with Code of Conduct, Company Policies and Procedures as appropriate
Provide support to the Data Protection and Financial Crime Team if required

Key Skills & Experience Required:

Excellent understanding and awareness of the UK financial regulatory framework
Detailed knowledge of the insurance industry regulatory environment
Strong interpersonal, influencing and communication skills across all levels of staff
Competent knowledge of insurance and group risk protection products
Relevant Legal, Internal Audit or Compliance qualification
ICA Certificate/Diploma an advantage