Dealer - London, United Kingdom - Equiniti

Equiniti

Verified Company

London, United Kingdom

3 weeks ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

Management Level

E

Equiniti is a leading international provider of shareholder, pension, remediation, and credit technology. With over 6000 employees, it supports 37 million people in 120 countries.

EQ's vision is to be the leading global share registrar, offering complementary services to its client base and our values set the core foundations to our success.

We are
TRUSTED to deliver on our commitments,
COMMERCIAL in building long term value,
COLLABORATIVE in our approach and we
IMPROVE by continually enhancing our skills and services.

There has never been a better time to join EQ.
We are looking for a highly motivated individual to join the ESFL Dealing team.

The Dealing role requires the individual to trade in the market on behalf of underlying clients and other internal stakeholders while delivering a quality service in line with agreed service levels.

All orders are placed in the market appropriately, in a timely manner and where appropriate according to specific client instruction and managed in the market adhering to Equiniti's order execution policy and ensuring compliance with all regulatory requirements including but not limited to Best execution and Treating customers fairly.

Business Function

We are building Equiniti Financial Services (EFSL) as the UK's recognised market leader in dealing, custody, settlement and payment services, keeping the customers interest at the heart of what we do.

Through our specialist teams we will deliver a regulated platform that is robust, easily accessible and provides a reliable experience to support our customers' growth whilst fully protecting their assets.

Core Duties/Responsibilities
Ensure compliance with Equiniti
- 's policies, processes, procedures and guidelines and all relevant regulatory and statutory requirements.

Maintain awareness of market and industry developments and how these may create challenges or opportunities for Equiniti.
Develop and maintain effective working relationships between the Order Management Desk and internal and external stakeholders.
Participate in the Design, development of improved processes and systems, documentation, training materials, etc., as required to increase the efficiency and effectiveness of the Order Management Desk.
Maintain awareness of new or existing systems and processes, to identify potential areas for improvement.
Ensure all dealing queries are dealt with in a timely manner
Execute and Manage trades in accordance with Best Ex/LSE and Market Convention.
Manage trade booking and amendments.

Skills, Knowledge & Experience

Experience of working on a UK Sharedealing Desk, covering Private client stockbrokers, Wealth management and Retail trading would be an advantage.
A strong control focus with a developed understanding of key risks and control associated with Dealing transaction management.
Excellent verbal, written communication skills/interpersonal skills
Highly proficient IT skills especially knowledge of Microsoft Excel, Xanite, Proquote,
Experience/knowledge of Market Making and DMA
Selfstarter, selfmotivator
An ability to prioritise and organise both own time and that of a working group
Ability to think through issues and sees things to resolution
Ability to lead, interact with and influence all levels of staff ,including senior management
CF30 Registered preferred.

Training Required
CASS generic e-learning training Annual

COBS generic e-learning training Annual

CISI CPD Full qualification must be achieved within 18 months of starting the role

What We Offer

Save For Your Future:

Equiniti Pension Plan; Equiniti matches your pension contributions up to 10%

All Employee Long Term Incentive Plan (LTIP) - Gives all EQ Colleagues the opportunity to benefit if the current owners successfully sell the company for a profit.

Health and Wellbeing - Employee Assistance Programme: counselling, legal & wellbeing support for colleagues and their households. Life assurance cover at 4x salary with the ability to purchase enhance cover.

Employee discounts - Discounts and cashback at your favourite high street stores through our EQ Wins Platform.

Flexible Benefits - The ability to purchase a wide variety of benefits through our flex plan; gadgets, travel insurance, will writing, holiday trading and more.

Time Off - Typically 28 days holiday + bank holidays. 2 volunteer days to get involved with a charity of your choosing.

Winning together - Equiniti ICON award vouchers; recognising the individuals going above and beyond to help the business succeed.