Contracts and Compliance Manager - Camberwell

Compliance Manager will ensure the company's compliance with regulatory requirements for its derivative clearing business. · Provide compliance support to start up the company's derivative clearing business. · Formulate and review internal compliance policies and procedures to gu ...

RACO is seeking an experienced and proactive Compliance Manager to join its growing compliance team. This is a client-facing role where you will be employed by RACO but responsible for providing compliance support to a portfolio of external businesses. · ...

As a Compliance Manager Financial Crime (Anti-bribery & AML), you'll provide expert advisory on anti-bribery and AML/CTF risks. · ...

Compliant manager for a London Market insurer.This is a broad hands on role offering exposure across both compliance advisory and monitoring with additional involvement in sanctions related matters. · ...

Job summary:The Compliance Manager will manage various responsibilities including deputising for the Compliance Officer in their absence. · ...

This role is for an Associate looking to step up into management within Compliance. Supporting the Group Head of Compliance you will drive a strong compliance culture, enhance strategy, and streamline processes. · ...

We're looking for an experienced Compliance Manager to join our Group Compliance team, · We'll engage proactively with compliance and business stakeholders on range of activities, · You'll advise and support investment teams on compliance matters, · Develop internal compliance po ...

This is an exciting opportunity to establish and shape the organisation's compliance function in a newly created standalone role with a clear mandate to build and develop a compliance team over time. · ...

Are you passionate about safety, compliance, and making a real impact? This Housing Association is looking for a Compliance Manager and lead the charge in ensuring our homes and services meet the highest standards of safety and regulatory compliance. · ...

This is a crucial role where you will partner with business leaders, shape compliance culture, and help stay ahead in a dynamic regulatory and business environment. · Provide trusted regulatory and compliance advice to the consumer insurance business · Support product governance ...

I am partnering with a private / retail bank to appoint an experienced Compliance Manager into a senior second-line role within Legal & Compliance. · ...

This is a crucial role where you will partner with business leaders shape compliance culture and help stay ahead in a dynamic regulatory and business environment. · Provide trusted regulatory and compliance advice to the consumer insurance business · Support product governance an ...

The Standard Compliance Manager is effectively a contractually critical assurance and governance role. This role is responsible for maintaining the compliance with the Standards Framework. · This job can be performed partially from home through internet connection or calls but al ...

This crucial role within the EMEA Control Room is not just about maintaining information barriers; it's about proactively managing material non-public information (MNPI), overseeing the Watch and Restricted Lists, and ensuring rigorous compliance with UK Takeover Code disclosures ...

We are a team of Chartered Independent Financial Planners recognised by the Chartered Insurance Institute (CII). Our chartered status reflects our commitment to a customer-first approach, ethical practice and continuous professional development. · We offer holistic financial plan ...

This role is for an Associate looking to step up into management within Compliance. · Supporting the Group Head of Compliance you will drive a strong compliance culture enhance strategy and streamline processes You will help embed the Group Compliance Framework across business un ...

The Compliance Manager will work as part of the Compliance team to provide high quality advisory compliance support within L&G Asset Management. · ...

Compliance Manager · £65,000 – £75,000 | Hybrid | London · A growing Chartered Financial Planning firm is looking for a Compliance Manager to play a pivotal role in shaping and embedding a strong, commercially aware compliance culture. This is a visible, hands-on position within ...

The Compliance Manager supports the HCM in overseeing and managing the bank's adherence to UK regulatory requirements (FCA/PRA), internal policies, and financial crime standards. · Assist the MLRO and Compliance in ensuring the UK branch operates in accordance with all legal and ...

We are seeking an experienced Compliance Manager to strengthen our regulatory framework and support strategic compliance initiatives within a Lloyd's market organisation.This is an exciting opportunity to influence, advise and lead on key regulatory matters while partnering close ...

This role involves supporting the transition management and oversight of Appointed Representatives (ARs) to ensure full regulatory compliance at a top performing specialty insurer operating within the Lloyd's market. · ...