Compliance Associate - Leeds, United Kingdom - Link Group

Link Group
Link Group
Verified Company
Leeds, United Kingdom

3 weeks ago

Tom O´Connor

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Tom O´Connor

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Description

Overview

You'll be contributing to the delivery of an effective compliance culture through the delivery of risk-based compliance monitoring, providing advice and guidance on issues and new products and ensuring that the business is operating in a compliant manner.

The role is based on hybrid working out of our city centre office in Leeds, so you'll need to be within a commutable distance for the days you are in the office.


What you'll be doing:


  • Managing the review and associate administration of externally issued materials, including client presentations, social media postings, website content and financial promotions to ensure compliance with relevant regulatory standards
  • Performing compliance monitoring reviews in accordance with the annual compliance monitoring programme
  • Providing realtime compliance advice to the business with regards to the rules, regulations and internal policies that govern their part of the business for bother new and existing products and services
  • Reviewing and providing feedback to the business on any breaches and incidents
  • Preparing compliance related Management Information for presentation and dissemination
  • Supporting the review, maintenance and organisation of related compliance policies and the preparation and delivery of scheduled compliance training
  • Supporting any compliancerelated projects as assigned by the Head of Risk and Compliance
  • Ensuring you comply with the FCA Conduct Rules applicable to all financial services employees

What we're looking for:


  • The energy, drive and desire to work hard within the team to develop your skills and knowledge and support the business
  • Great presentation skills
  • Excellent written and verbal communication skills with the ability to interact with stakeholders of all levels internally
  • Experience within a compliance role in the Financial Services industry would be great and if you have registry experience, that would be even better
  • Great attention to detail, well organised and the ability to work as an integral member of the team
  • The ability to build and maintain relationships and support others within the business
  • Knowledge of regulatory requirements would be advantageous, but we will support you with training and development and industry certification

About Link Group / Corporate Markets:

Link Group works in partnership internationally with almost 7,000 clients including asset managers and investors, business managers, asset owners, trustees, issuers and borrowers.

We provide the infrastructure through which assets are secured or deployed in both regulated and unregulated markets.

We offer industry-leading shareholder services through Link Market Services to a wide range of corporates, issuers and business managers.

We are the largest UK share registrar providing services to more than 1,300 companies large and small across the UK.

We administer share plans for over 200 clients and have worked on more than 50% of UK IPOs since 2005.

Our unique place in the market, combined with our partnership and relationship management approach, enables us to play a vital role in connecting issuers with 5 million shareholders around the world.


What's in it for you?

  • A very competitive basic salary plus benefits.
  • 23 days' holiday to start, (rising to 25) plus Bank Holidays, with the opportunity to buy extra leave.
  • Company matched pension scheme, life assurance, a cycle2work scheme, fully paid maternity, adoption and shared parental leave, paternity pay of two weeks and plenty more.
  • Voluntary benefits designed to suit your lifestyle from discounts on retail and socialising, to health & wellbeing, travel and technology.
  • There could be the possibility of flexible working options
  • You'll get the chance to follow your chosen career path anywhere in Link Group. You'll be joining a network of 7,000 experienced, innovative and dedicated individuals across multiple teams and countries. There are countless opportunities to learn new skills and develop in your career and we'll provide the support you need to do just that.

What we hope you'll do next:

We're an equal opportunity employer, which means we'll consider all suitably qualified applicants regardless of gender identity or expression, ethnic origin, nationality, religion or beliefs, age, sexual orientation, disability status or any other protected characteristic.

We recruit and develop our people based on merit and their passion and we're committed to creating an inclusive environment for all employees.

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