Trainee Compliance Officer - Wells, United Kingdom - Direction Law

Description

Trainee Compliance Officer

An exciting opportunity has arisen for a Trainee Compliance Officer to join our Compliance team based in our Wells office.

This role covers , Monday to Friday and is inclusive of a one hour lunch break.

The purpose of this role is to support the Compliance Officers by providing assistance in the Anti-Money Laundering (AML) checks.

Key Duties of the Role:

• Carrying out AML checks to ensure firms obligations are met;
• Checking and verifying information provided by clients and others;
• To assist in processing of identification and financial documents of new and current clients;
• Reporting to team leader and effectively communicating within the team;
• Managing own case load to progress matter and assist members of the team.
• Ensuring Firm policy and procedure is adhered to during the transaction;
• Participate in all training programmes initiated by the Line Managers;
• Report all issues of concern to the Head of Department or as they may direct;
• To administer daily work within the restrictions of GDPR, Law Society Conveyancing Quality Scheme and Solicitors Regulation Authority;
• To undertake additional tasks as deemed reasonable to meet the needs of the team in the delivery of excellent client service.

Requirements for the Role:

• Ability to prioritise your workload and stay calm under pressure;
• Use IT systems efficiently;
• Produce accurate work and have a keen eye for detail;
• Have a willingness to learn and develop expertise knowledge is essential as the legal industry is constantly evolving. In a busy office a polite and professional approach is a must;
• Problem solving skills;
• Minimum of 5 GCSEs A
• C/94 or equivalent is essential;

Salary:
£20,500.00
Full training will be provided. You must be eligible to work in the UK.

No agencies, thank you.

• We are an equal opportunity employer dedicated to building an inclusive and diverse workforce. We can provide accommodations during the recruitment process upon request. Information received relating to these accommodations will be addressed confidentially._

Job Types:
Full-time, Permanent


Salary:
£20,500.00 per year


Schedule:

• Monday to Friday

Work authorisation:

• United Kingdom (required)

Work Location:
In person