Risk & Compliance Officer - Ipswich, United Kingdom - TIME Appointments Ltd

TIME Appointments Ltd
TIME Appointments Ltd
Verified Company
Ipswich, United Kingdom

3 days ago

Tom O´Connor

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Tom O´Connor

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Description

Our client, a global leading company in the financial services industry is currently recruiting for a Risk & Compliance Officer to join their team in Ipswich.


This role will be working closely with the Risk & Compliance Team to assist in the implementation of processes and procedures to enable to company to meet its regulatory obligations.


Key Duties:

  • Provide regulatory advice and support to the business, including approving changes to policies and procedures in accordance with regulatory requirements.
  • Provide guidance to staff as necessary.
  • Log requests from law enforcement agencies and compile requested information and responses.
  • Log the receipt of Suspicious Activity Reports and provide senders with an acknowledgement.
  • Carry out activities relating to Anti-Money Laundering.
  • Assist in the preparation of monthly, quarterly and annual reports as necessary.
  • Assist in the identification and management of regulatory risk throughout the business.
  • Assist in the preparation of risk reports, management information dashboards, minutes of meetings and incident records.
  • Maintain the Gifts and Hospitality Register and remind the business of the corresponding requirements in line with Anti-Bribery & Corruption rules.

Previous Skills & Experience:

  • Ability to organise workload and meet deadlines
  • Excellent quality of written and verbal communication
  • Ability to see a task through to completion
  • Previous compliance experience
  • Customer focused
  • CeMAP qualified or willing to obtain
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