Compliance Officer - London, United Kingdom - Barclay Simpson

Barclay Simpson
Barclay Simpson
Verified Company
London, United Kingdom

3 weeks ago

Tom O´Connor

Posted by:

Tom O´Connor

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Description

Compliance Officer - CASS:


  • London
- £80,000 - £100,000

  • Job type: Contract
  • Sector: Financial Services, Asset Management & Funds
  • Job reference: mpc40636


Our client is a leading Wealth Manager with offices in London, who are looking to hire a motivated Compliance Office - CASS.

This is a contract role lasting between 6 and 12 months.

The role responsibilities include but are not limited to:

  • Adherence to CASS rules outlined within the FCA handbook
  • Oversight of the external CASS Audit
  • Performing ongoing CASS Monitoring and Testing
  • Gap Analysis of new FCA and EU regulatory rules
  • Design and completion of testing reviews (CMPTP)
  • Frequent Horizon scanning
  • Engaging in various compliance monitoring reviews
  • Monitoring and testing of regulatory risk and AML rules
Please contact me further for additional information and the full job description
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