Compliance Officer - London

We are looking for a Compliance Officer to join our team in London. · ...

A top international law firm seeks an experienced Risk & Compliance professional to join them in their London office as a new Compliance Officer. · ...

Job summary · A world-leading global hedge fund is looking to add an exceptional individual into their Compliance function. · Qualifications3-5 years of experience in trade surveillance for a buy-side firm. · ...

+Tikehau Capital seeks a Compliance Officer to support and execute the compliance programme across the UK and Middle East regions. · +Proactively conducting conflict of interest checks for investment opportunities · Maintaining thorough records of all compliance-related document ...

We are recruiting a Compliance Officer for our London office. · Perform investigative analyses of compliance and financial crime risks globally. · Forefront OSINT research and writing on counterparties. · ...

Our client is seeking a Compliance Officer to help build out and oversee compliance for the regulated investment advisory business, and play a critical role in their ambitious future plans. · ...

We are seeking a proactive Compliance Officer to serve as a primary contact for all compliance matters within our UK Business.You will provide expert advice and guidance while supporting the Chief Compliance Officer with Group reporting and participation in industry committees. · ...

The Compliance Officer will be responsible for participating in projects to expand and improve the global compliance program with particular focus on UK regulations conducting monitoring and testing of the firm's businesses in the UK performing electronic communication surveillan ...

We are seeking an experienced Compliance Officer to join our team on a permanent basis in London. · ...

+Job summary · I am partnering with a technology driven quantitative trading firm to hire a compliance officer for their global compliance team. · +ResponsibilitiesReview trading and operational activity to identify potential compliance issues. · +Bullet pointsGenuine interest in ...

We are seeking a skilled Compliance Officer to strengthen governance, risk and assurance activity for a property and planning consultancy to help drive a positive, compliant culture across the organisation. · Maintain and update key compliance registers, including risk, gifts and ...

We are seeking an experienced Risk & Compliance professional to join our team in London. · Analysing conflict search results to identify potential conflictsResearching new clients for CDD purposesManaging incoming requests for new client/matter openingsAssisting with testing soft ...

We are recruiting on an exclusive basis for a respected housing organisation seeking a Compliance Officer to support the delivery of a high-quality repairs, · maintenance and property compliance service across a residential portfolio.You will play key role in ensuring properties ...

We are partnering with a global hedge fund which is looking to hire an experienced Compliance Officer. Reporting into the Chief Compliance Officer this will be a broad generalised compliance role. · Surveillance · Providing regulatory advice to traders senior stakeholders · Comp ...

We are now looking for a compliance officer to take on a broad and varied role and report to the General Counsel. The successful candidate will perform a real scope and visibility role developing the compliance function from risk assessment to execution. · ...

We're Hiring: Risk & Compliance Officer in London / Hybrid · Dalkia UK is looking for a Risk & Compliance Officer to join our Legal, Risk & Compliance function - part of a large, established international group. · ...

A leading Commodities Broker in London is looking for an experienced Compliance Officer to join their team. · Act as the compliance specialist on complex regulatory implementations (e.g., MiFIR/EMIR reporting). · Oversee and guide the compliance monitoring plan. · Provide timely ...

We are recruiting for a Compliance Officer to join the Legal, Risk & Compliance department. The role is responsible for ensuring that all new clients and matters are opened in accordance with the firm's new business intake procedures. The key responsibilities of this role include ...

Tikehau Capital is seeking a Compliance Officer to support and execute the compliance programme across the UK and Middle East regions. · Proactively conducting conflict of interest checks for investment opportunities; · Maintaining thorough records of all compliance-related docum ...

We are seeking a Compliance Officer to help build out and oversee compliance for our regulated investment advisory business. · ...

We are hiring a Compliance Officer & Money Laundering Reporting Officer (MLRO) for our UK crypto business. · Act as the key point of contact for the FCA, NCA and other authorities on all matters relating to financial crime. · Be responsible for the end-to-end design and ongoing o ...