Quality Assurance Analyst - London

Only for registered members London, United Kingdom

4 days ago

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Job summary

The Quality Assurance Analyst strengthens first-line compliance monitoring across Wealth Management Europe.
This role focuses on proactive risk analysis

Perform first-line compliance monitoring of Front Office activities using regular and exception-based methods
Collaborate with Certified Persons and Client Facing Teams to resolve and remediate compliance issues
Analyse business metrics and Management Information (MI) to identify and escalate risks
Report findings to stakeholders and governance forums
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