Claims Handler - London, United Kingdom - Harrison Holgate

Harrison Holgate
Harrison Holgate
Verified Company
London, United Kingdom

3 weeks ago

Tom O´Connor

Posted by:

Tom O´Connor

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Description

A brand-new Head of Compliance (Advice & Guidance) job opportunity is available, working with a dynamic and growing Insurance Broker in the London Market.


New Job Opportunity

Head Compliance (Advice & Guidance)

Insurance Broker

London (2-3 days in the office/week)

Salary - £90-£95,000 + Bonus + Benefits

Job Purpose:

To provide efficient and effective support to the Chief Risk Officer and the wider Risk & Compliance team. To lead the Advice & Guidance Team and to assist in the implementation of an effective Compliance systems and controls regime for the UK regulated entities in the business


Key Responsibilities

  • Lead the team providing advice and guidance on all matters relating to compliance ensuring records of all advice and guidance given are maintained
  • Provide day to day advice and guidance on all aspects of regulation including the FCA Handbook including SYSC and ICOBS as well as Lloyd's market standards
  • Researching, advising and responding to Business Division compliance and regulation related queries
  • Liaising with the Business Support Unit as needed in relation to Counterparty relationship matters and Compliance issues generally
  • Formulating recommendations to address changes in the international sanctions and trade licence arena, agreeing appropriate reaction to those changes with the Chief Risk Officer and communicating resultant updated information and/or amended business practices to Business Divisions affected
  • Work with HR and R&C to ensure that all elements of the Senior Manager & Certification Regime framework are delivered, including F&P; Self-Assessment; Conflicts of Interest etc.
  • Effectively manage direct line report staff and assist Chief Risk Officer in general daytoday management of the Risk & Compliance team

Skills and Knowledge:


  • Good working knowledge of UK regulatory requirements together with awareness of developing regulatory themes and issues
  • Experience of working in the London Market (Ideally Broker Market)
  • Knowledge of the regulatory landscape
  • Horizon scanning
  • TOBA Management
  • Understanding of the difference between US and UK regulations

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