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    • Compliance Monitoring Specialist - London, England, United Kingdom - Aviva

    Aviva
    Aviva London, England, United Kingdom

    2 weeks ago

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    Description

    Job Description

    As a Compliance Monitoring Specialist, you will play a crucial role in ensuring the effectiveness of controls related to order/best execution, market abuse prevention, and conflicts of interest.

    You will conduct independent, risk-based monitoring, themed reviews, and ad hoc reviews of procedures, business, and compliance processes to identify and escalate potential compliance gaps.

    Your responsibilities include producing clear, concise reports for senior stakeholders and overseeing risk-based surveillance tasks.

    Key Responsibilities:

    • Conducting compliance monitoring reviews and identifying potential gaps
    • Producing reports for senior stakeholders
    • Overseeing risk-based surveillance tasks
    • Building and maintaining relationships with relevant business areas

    Requirements:

    • Proven experience in compliance monitoring reviews
    • Knowledge of surveillance activities, especially regarding market abuse (desirable)
    • Background in financial services
    • Project management skills, including testing plans development and execution
    • Stakeholder management and engagement skills

    Working at Aviva:

    We are an inclusive organization that welcomes applications from all backgrounds and experiences. We offer flexible working options and prioritize collaboration and flexibility.

    Most employees work around 50% of their time in the office, balancing flexibility with collaboration.

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Compliance monitoring specialist