Regulatory Transaction Reporting Change Specialist - London, United Kingdom - Morgan Stanley

Morgan Stanley

Verified Company

London, United Kingdom

1 week ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

Regulatory Transaction Reporting Change Specialist

Job Number:
3246431

POSTING DATE:
Feb 12, 2024

PRIMARY LOCATION:
Europe, Middle East, Africa-United Kingdom-United Kingdom-London

EDUCATION LEVEL:
Bachelor's Degree

JOB:
Other

EMPLOYMENT TYPE:
Full Time

JOB LEVEL:
Director

DESCRIPTION

Regulatory Transaction Reporting Change Specialist AVP

London

324643- You will join the London, Mumbai, and Boston-based Regulatory Transaction Reporting team, supporting MSIM's daily submissions across six reporting jurisdictions.

The role requires extensive regulatory analysis, data analysis, and collaboration with colleagues and third parties to ensure compliance and reaction to regulatory and organizational change.

You will need to demonstrate excellent communication and organizational skills, a high attention to detail, creative thinking, and the ability to self-motivate and challenge the perceived norm.

MSIM's Operations Group (IM Operations) serves the Firm's portfolio managers and associated teams by providing high quality support through excellence in processing, reporting, and management of strategic initiatives. The Regulatory Transaction Reporting team is responsible for ensuring MSIM meets their regulatory obligations across several regulatory transaction reporting regimes including EMIR, MiFID II TR, MiFID II PTTR, SFTR, MAS and ASIC. The team has a presence in Mumbai and London and Boston.
About Morgan Stanley

Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services.

As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence, and strong team ethic. We can provide a superior foundation for building a professional career a place for people to learn, to achieve and grow. A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture.
What will you be doing?
Implement organizational, system, and regulatory changes to regulatory reporting
Analyse regulations, reporting requirements and data quality
Partner with internal business units and external third parties to design and implement changes and enhancements to the reporting process
Act as proxy product owner, business analyst, and project manager
Act as Subject Matter Expert with respect to regulations and managing change
Liaise with the Operations and Trade teams to resolve posttrade discrepancies
Conduct and analyse validation testing and reconciliations to ensure reporting accuracy and completeness
React to regulator responses and rejections in a timely manner in order to meet tight reporting deadlines
Produce daily management and monthly KRI statistics
Oversee the offshore and onshore Reporting teams. Review and submit daily Transaction Reporting files in accordance with MiFIR, EMIR, SFTR, MAS and ASIC regulatory rules and guidelines.
Ensure all procedural documentation is up to date and accurate
Design and implement controls within the firm regulatory reporting framework
Work proactively with counterparts across the bank, to ensure consistency, share knowledge and make recommendations for process improvement
Actively partake in industry forums, working groups and vendor meetings to share ideas and continue to evolve our regulatory solutions
Partner with Risk, Legal, Compliance and internal working groups to review and onboard new regulatory requirements
Identify potential risk areas making appropriate recommendations and highlighting risk via the appropriate escalation channels

Where will you be working?
The role is based in London's Canary Wharf, 25 Cabot Square.

The Canary Wharf offices include restaurants, gyms, medical facilities, car parks and more, with easy access to shopping, fine dining, pubs and transport.

Operations support a hybrid approach to working from home.

Flexible work statement:

Interested in flexible working opportunities? Morgan Stanley empowers employees to have greater freedom of choice through flexible working arrangements. Speak to our recruitment team to find out more.

Equal opportunities statement:

Morgan Stanley is an equal opportunities employer. We work to provide a supportive and inclusive environment where all individuals can maximize their full potential.

Our skilled and creative workforce is comprised of individuals drawn from a broad cross section of the global communities in which we operate and who reflect a variety of backgrounds, talents, perspectives, and experiences.

Our strong commitment to a culture of inclusion is evident through our constant focus on recruiting, developing, and advancing individuals based on their skills and talents.

QUALIFICATIONS