Compliance Associate - City of London, United Kingdom - Thistle Initiatives

Thistle Initiatives
Thistle Initiatives
Verified Company
City of London, United Kingdom

2 weeks ago

Tom O´Connor

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Tom O´Connor

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Description

Job Title:
Compliance Associate - Credit & Mortgages Team

Contract:
Permanent

Salary range:
£25k - £30k + benefits

Reports to:
Head of Credit & Mortgages

Location:
Hybrid (London 2 days per week/home)

Job summary:


Thistle Initiatives Group is a multi-award-winning organisation which offers a range of services and products to financial services firms, helping our clients through the twists and turns of the ever-changing regulatory landscape.


The group consists of fourseparate entities:
a regulatory consultancy, a Principal firm with appointed representatives, a specialist insurance brokerage and a compliance technology platform.

Thistle Initiatives, our regulatory consultancy, provides expert compliance advice and support right across the financial services sector.

Our clients range from niche start-ups to long-established market leaders covering the following verticals: Investments,Payment Services, Financial Crime, Credit and Fintech.

This role offers a fantastic opportunity to kick start or elevate your career in financial services.

It provides a unique opportunity for the right individual to take advantage of developing a career with Thistle in delivering a range of financial servicescompliance solutions for those firms regulated by the FCA under the Payment Services Regulations.


Key Responsibilities:


  • Assisting with writing and developing compliance policies and procedures
  • Undertaking specific projects as required
  • Maintaining accurate records and systems
  • Supporting clients with the completion of regulatory reporting
  • Ensuring excellent client service and building business relationships, including attending client meetings
  • Undertaking specific projects as required
  • Providing general administrative support to the compliance team
  • Keeping up to date with the FCA and Industry rules and regulations
  • Providing general team support for client projects
This role is not limited to the above duties, due to the nature of the market you will need to be adaptable and open to change in this position


Key Skills and Qualifications:


  • Educational attainment at degree level essential
  • Relevant Financial services background and experience not essential but would be an advantage
  • Be numerate, articulate, and analytical and competent with all Microsoft packages

We offer

  • Hybrid working 2 days office / 3 days home allowing flexibility for work/life balance
  • Funding towards further qualifications within the relevant sector
  • Company pension contributions scheme
  • Company funded Private Medical and Life Insurance
  • Gym membership contributions
  • Fantastic City of London location in a bright, airy and modern office with great views
  • Working with dynamic teams with regular social and charitable events
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