Senior Compliance Manager - London

We are pleased to be recruiting on behalf of a leading chartered financial planning firm in London seeking to further expand their compliance team with the appointment of a Compliance Manager · Candidates will be responsible for development implementation and ongoing maintaining ...

The client is an international banking organisation based in London looking for a Compliance Manager on permanent basis. · ...

We're looking for an experienced Compliance Manager to support the continued growth of our Private Assets platform.This is an exciting opportunity to join a dynamic team, playing a pivotal role in safeguarding Schroders' reputation, ensuring regulatory compliance, and enabling in ...

This is a crucial role where you will partner with business leaders shape compliance culture and help stay ahead in a dynamic regulatory and business environment. · Provide trusted regulatory and compliance advice to the consumer insurance business · Support product governance an ...

Compliance Manager | London, City | Leading Legal 500 & HNW Chambers ranked Law firm · The Role: · This leading Legal 500 and Chambers HNW accredited firm is seeking a Compliance Manager to join its progressive central London practice. This is a newly created position, arising as ...

This crucial role within the EMEA Control Room is not just about maintaining information barriers; it's about proactively managing material non-public information (MNPI), overseeing the Watch and Restricted Lists, and ensuring rigorous compliance with UK Takeover Code disclosures ...

This is a fantastic opportunity to lead compliance across a diverse housing portfolio ensuring homes are safe sustainable and meet all legal obligations. · ...

The Compliance Manager supports the HCM in overseeing and managing the bank's adherence to UK regulatory requirements (FCA/PRA), internal policies, and financial crime standards. · Assist the MLRO and Compliance in ensuring the UK branch operates in accordance with all legal and ...

Lampton Services is an award-winning business providing a range of services for residents in Hounslow. · Adopting a zero-tolerance approach to health and safety · Managing a team of internal staff and contractors · Ensuring remedial works are managed within agreed timescales and ...

We are recruiting for a Compliance Manager to join our team.In this role, you will work as part of the Compliance team to provide high quality advisory compliance support to the Asset Management UK Product Provider Oversight team. · ...

This role involves supporting the transition management and oversight of Appointed Representatives (ARs) to ensure full regulatory compliance at a top performing specialty insurer operating within the Lloyd's market. · ...

An established health and social care provider seeks an experienced Compliance / Quality Manager to lead regulatory compliance. · ...

This is an excellent opportunity for you to step into a leadership role within a growing Compliance Function as a Compliance Manager. · ...

This is a crucial role where you will partner with business leaders and help stay ahead in a dynamic regulatory and business environment. · Provide trusted regulatory and compliance advice to the consumer insurance business · Support product governance and review customer-facing ...

We're looking for an experienced Compliance Manager – Conduct to join our Governance function and play a key role in enhancing and implementing CFC Group's conduct risk framework. · You'll collaborate closely with senior leaders and colleagues across the UK and internationally, ...

We are partnering with a leading International Bank specialising in trade finance to look for a Compliance Monitoring Manager. · As the Compliance Monitoring Manager you will be responsible for designing and executing a monitoring and testing program. · ...

The Compliance Manager supports the HCM in overseeing and managing the bank's adherence to UK regulatory requirements (FCA/PRA), internal policies, and financial crime standards. · Assist the MLRO and Compliance in ensuring the UK operates in accordance with all legal and regulat ...

The company is hiring an IT Compliance Manager to oversee technology controls and ensure compliance with financial market regulations within a high-performance trading environment. · ...

I am partnering with a private / retail bank to appoint an experienced Compliance Manager into a senior second-line role within Legal & Compliance. · ...

This is a crucial role where you will partner with business leaders, shape compliance culture, and help stay ahead in a dynamic regulatory and business environment. · Provide trusted regulatory and compliance advice to the consumer insurance business · Support product governance ...

We are looking for a · Compliance Manager / Deputy MLRO · Location: · The Deputy MLRO supports the MLRO in maintaining an effective financial crime framework, · Degree or equivalent level in a relevant subject. · Minimum 5 years of experience in the UK financial services industr ...