FM Compliance - Cardiff

We are working with a growing law firm to recruit a Compliance Officer to join their team, based in Cardiff. This is a great opportunity to take on a broad, influential compliance role with real ownership and visibility, · Managing regulatory and risk management activities across ...

We are looking for an experienced Compliance Officer to support the Head of Compliance & MLRO in maintaining and developing our regulatory compliance framework. · In this role, you'll oversee day-to-day compliance with UKGC LCCP, AML/CFT regulations and internal policies. · The r ...

+Supporting a UK-regulated fintech wealth management platform that's redefining access to investment and savings products traditionally reserved for high-net-worth individuals. · +Building scalable compliance frameworks · Embedding compliance across product teams · Determining re ...

We're representing a fast-growing digital wealth platform that is reinventing how modern professionals build, manage, and grow their money. · This company is on a mission to open up wealth-building tools traditionally reserved for private banks and ultra-high-net-worth clients. · ...

We are looking for an experienced Compliance Officer to support the Head of Compliance & MLRO in maintaining and developing our regulatory compliance framework. This is a hands-on role with team leadership responsibility, providing second-line oversight across compliance operatio ...

We are looking for someone with a proven background in Information/Cyber security, a flexible 'can do' attitude and approach to work and the ability to provide advice and assurance that security risk across NHS Wales is being managed appropriately . · ...

Head of Compliance · A fast-growing fintech firm in Cardiff seeks an experienced Head of Compliance & MLRO to lead compliance initiatives during its transformative phase. · Main Responsibilities: · Build and lead the compliance function · Evaluate regulatory landscapes for impact ...

Head of Compliance · This role involves building and scaling the compliance function across diverse product types while ensuring the firm remains compliant and ethical. · Suitable for those with strong compliance experience in regulated financial environments. · ...

I am working with a respected multi-location conveyancing organisation that is seeking an experienced Head of Compliance to lead its regulatory risk and quality framework. · ...

You will lead Conveyancing Direct Property Lawyers compliance framework ensuring adherence to regulatory standards embedding ethical business practices across all operations. · ...

Head of Compliance Role: · Lead and develop the compliance team to ensure accurate investigation and reporting of complaints. · Maintain professional and ethical standards across the business through regular audits and thematic reviews. · Communicate regulatory changes and suppor ...

This position has been created to drive improvements in food safety quality and regulatory compliance ensuring consistent standards across the site. · ...

Head of Compliance · We are seeking a Head of Compliance & MLRO to oversee and build the compliance function during a critical growth phase. · The ideal candidate will have strong compliance experience in regulated financial environments. · An ability to thrive in fast-paced sett ...

A leading legal firm is in search of a Head of Compliance to take charge of its regulatory risk and quality framework. · ...

We are working on an excellent opportunity for a Compliance Officer in Cardiff to join a Financial Planning and Mortgage firm. · The role will include but not be limited to: Provide advice to colleagues on new and old regulations. · Reporting at a board level on conduct and compl ...

+p>Read all the information about this opportunity carefully, then use the application button below to send your CV and application. · As Head of Compliance & MLRO, you will take ownership of the compliance function during a transformational phase in the company's growth. · ...

An exciting opportunity for an experienced Compliance Advice Manager to join a leading UK insurance business providing expert regulatory guidance across key projects ensuring compliance with FCA requirements. · ...

We're looking for an experienced · and motivated Electrical Compliance professional to join Hafod and help keep our homes, · customers and colleagues safe.This is a great opportunity for someone with strong technical knowledge,a passion for compliance and a customer-focused appr ...

We're looking for an experienced and motivated Electrical Compliance professional to join Hafod and help keep our homes, customers and colleagues safe. · ...

Leading Conveyancing Direct Property Lawyers compliance framework, ensuring adherence to regulatory standards and embedding ethical business practices across all operations. · ...

Job Description · Leading teams through complex challenges while supporting their development in compliance and enforcement areas. · Experience in regulation or policy · ...