global regulatory operations compliance officer - Greater London - beBeeReporting

A leading Commodities Broker in London is looking for an experienced Compliance Officer to join their team. · Act as the compliance specialist on complex regulatory implementations (e.g., MiFIR/EMIR reporting). · Oversee and guide the compliance monitoring plan. · Provide timely ...

This is a broad Compliance Officer position covering both Compliance and Financial Crime.You will work closely with the Head of Compliance and gain visibility across the business while helping strengthen the bank's risk and control framework. · Support and help run the Compliance ...

We are seeking a Compliance Officer to help build out and oversee compliance for our regulated investment advisory business. · ...

We have a couple of exciting opportunities within a growing compliance and risk function at a London Boutique Law firm for two people to join their risk and Compliance team in a compliance officer/analyst role. · The successful candidates will work closely with the team to assist ...

We are seeking a skilled Compliance Officer to strengthen governance, risk and assurance activity for a property and planning consultancy to help drive a positive, compliant culture across the organisation. · Maintain and update key compliance registers, including risk, gifts and ...

We are partnering with a global hedge fund which is looking to hire an experienced Compliance Officer. Reporting into the Chief Compliance Officer this will be a broad generalised compliance role. · Surveillance · Providing regulatory advice to traders senior stakeholders · Comp ...

The Compliance Officer will be responsible for participating in projects to expand and improve the global compliance program with particular focus on UK regulations conducting monitoring and testing of the firm's businesses in the UK performing electronic communication surveillan ...

We are seeking a proactive Compliance Officer to serve as a primary contact for all compliance matters within our UK Business. You will provide expert advice and guidance while supporting the Chief Compliance Officer with Group reporting and participation in industry committees. ...

We are looking for a Compliance Officer to join our team in London. · ...

MERJE are working exclusively with a well known Investment Management firm as they looking to bring a new compliance officer into their team in London. · ...

We are looking for a confident and detail-focused Compliance Officer to support our apprenticeship provision on a part-time basis. · The role will suit someone with strong experience in apprenticeship funding rules, data entry, and the use of apprenticeship and management informa ...

We are seeking a proactive Compliance Officer to serve as a primary contact for all compliance matters within our UK Business.You will provide expert advice and guidance while supporting the Chief Compliance Officer with Group reporting and participation in industry committees. · ...

We provide a dynamic work environment full of opportunity, one where both individual and team initiative and contribution is encouraged, so that together we can deliver better outcomes for our clients over the long term.The Compliance Officer's role is to support the SMF 16/17 in ...

As a Compliance Officer, you will be responsible for ensuring the organisation meets its regulatory obligations and upholds strong governance standards. · Developing and monitoring compliance policies, · conducting risk assessments and audits, · advising senior management on regu ...

A long standing client who have both AIFMD and MiFID2 obligations are looking to hire a generalist compliance officer with strong regulatory change skills. · ...

A firm in our community has a Matched Principle license and is reactivating their operations after a recent Change in Control (CiC). They are seeking Compliance Officer that can take up both SMF16 (General Compliance) and SMF17 (AML) role. · The Role is to take over the complianc ...

Rothschild & Co is committed to an inclusive and supportive environment where different perspectives are valued. · ...

We are recruiting a Compliance Officer for our London office. · Perform investigative analyses of compliance and financial crime risks globally. · Forefront OSINT research and writing on counterparties. · ...

A world-leading global hedge fund is looking to add an exceptional individual into their Compliance function. · ...

We're Hiring: Risk & Compliance Officer in London / Hybrid · Dalkia UK is looking for a Risk & Compliance Officer to join our Legal, Risk & Compliance function - part of a large, established international group. · ...

Our client is seeking a Compliance Officer to help build out and oversee compliance for the regulated investment advisory business, and play a critical role in their ambitious future plans. · ...