Compliance Associate - London, United Kingdom - Alchemy Prime Limited

Description

What are we looking for?
The Compliance Associate will be a member of the Compliance team and will successfully support the Head of Compliance.

Your role would be to support all aspect of the MiFID business, including a variety of core compliance areas and technical AML assistance, assisting with regulatory reporting and ad hoc tasks that benefit the compliance function of Alchemy.

Tasks and Responsibilities

• Support implementation process through outsourced regulatory change identification sources. Ad hoc tasks on regulatory and general issues relating to a broad range of compliancerelated topics, including in relation to MiFID II.
• Assist where required with the, editing and maintenance of accurate and up to date compliance records, registers and procedures.
• Gather and organise, or support in obtaining, all relevant information necessary for the preparation of assigned regulatory reports (nonaccountancy based)
• Promoting the benefits of "good compliance" and supporting management in developing the business in an innovative manner whilst adding value by suggesting business practice improvements.
• Ensure appropriate documentation where assigned is dealt with in a timely and accurate manner.
• Providing full support to other team members and business areas as required.

Skills required

• Proactive, selfmotivated, accurate, and well organised.
• Takes ownership of tasks, progresses them independently, and escalates to senior stakeholders when required.

- or have worked in a similarly FCA regulated firm.

• Excellent Microsoft Office skills required and experience of using a CRM system would be an advantage
• FCA, MIFID II, Client Money rules knowledge is advantageous.
• Clear, concise written and verbal communications skills; able to communicate with all levels of staff.
• Exceptional attention to detail and striving for excellence

Salary:
£26,000.00-£34,000.00 per year


Benefits:

• Casual dress
• Company events
• Company pension
• Cycle to work scheme
• Gym membership
• Life insurance
• Private medical insurance
• Referral programme
• Sick pay

Schedule:

• Flexitime
• Monday to Friday

Work Location:
In person