Senior Compliance Officer - London, United Kingdom - eFinancialCareers

eFinancialCareers
eFinancialCareers
Verified Company
London, United Kingdom

3 weeks ago

Tom O´Connor

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Tom O´Connor

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Description

Key Responsibilities:

  • Manage a varied portfolio of regulatory compliance activities
  • Giving advisory opinions
  • Helping to develop policies and processes and approving new business initiatives and supporting businessled projects and trancations
  • Input into the design of the businesses monitoring and transaction surveillance
  • Keep up to date with UK and EU regulatory developments and analyse and assess the impact of applicable forthcoming legislation

Key Requirements:

  • Background in Compliance matters developed in a wholesale energy market or investment banking background is advantageous
  • Knowledge of Commidities trading
  • Regulatory compliance experience in policy development and implementation, advisory support and compliance governance/reporting.
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