Compliance Specialist - London, United Kingdom - CSC (Corporation Service Company)

CSC (Corporation Service Company)

Verified Company

London, United Kingdom

3 weeks ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

Compliance Specialist (Quality Checker): File Reviews

Monday-Friday, Core Hours 8:30AM-5:30PM
As a Compliance Analyst, you will be responsible for conducting client file reviews on legal entities and natural persons to confirm the following are available and up to date:

Know Your Customer/ Client (KYC) documentation (for natural persons: ID, residence proof, Source of wealth/funds & for legal entities: corporate records like Registers of directors/Members, constitutional documents like M& A, Incorporation certificates etc) and raise action points were missing or inadequate.
Undertake AML/KYC analysis on the client files via screening of entities and related parties & confirming, discounting or escalating findings
Follow up with local business teams and clients on missing requirements to facilitate collection and updating of system records

Ideal experience

Minimum of 2 years of compliance experience in industry and/or professional practice for associate (for

Quality Checker:
ideally 3 to 5 years of the same experience detailed)

Understanding of AML, KYC, Due diligence processes and "ideally" corporate regulatory obligations both locally and globally
Exposure and experience in screening tools such as World Check, Google Checks, FullCircl, Dow Jones Risk & Compliance, Encompass, Sanction Scanner
Proficiency in MS Office/ Excel
Model CSC values of service, teamwork, tenacity, agility, and being genuine