Compliance Manager - Bournemouth, United Kingdom - Collaborate Recruitment

Tom O´Connor

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Tom O´Connor

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Description

JOB SUMMARY:


RESPONSIBILITIES:


  • Reporting into the Head of Compliance, the Compliance Manager will provide regular updates on compliance matters including any emerging issues
  • Provide day to day management of the compliance team
  • Assist compliance members where there maybe complexities with a particular matter
  • Effectively manage and maintain compliance records and standards
  • Support relevant training and development needs of compliance staff
  • Contribute to the implementation of new legislation and compliance regulation changes, across the business
  • Contribute to ensuring a positive customer culture is embedded within the organisation at all levels, for both internal staff and other stakeholders, externally.
  • Provide guidance and advice to all departments, relating to compliance matters
  • Produce and analyse management information to identify areas of customer and business risk
  • Identify, log, manage and provide advice relating to the remediation of risk events and/or compliance breaches

KEY SKILLS / EXPERIENCE:


  • Previous experience of working in a Compliance role within the financial service industry (Mortgages / Insurance ideally)
  • Confidence to assess the impact and relevance of compliance issues and articulate them in a clear and precise manner
  • Proactive and willing to take responsibility for improving efficiency and accountability for the team
  • A Confident decision maker who has experience of assessing the severity of issues and can suggest appropriate actions to mitigate
  • Strong understanding of MCOB, ICOBS, DISP, data protection and money laundering regulations, and associated regulatory expectations
  • Ability to identify root causes and define and shape appropriate improvement plans
  • Strong written and verbal communication skills, to enable clear and insightful reporting to senior management
  • Numerate, accurate and IT literate with very strong Word and Excel skills
For more information about this exciting new opportunity, please contact Joy Bruce at Collaborate Recruitment in Bournemouth.

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