Compliance Manager - Bournemouth, United Kingdom - Collaborate Recruitment
Description
JOB SUMMARY:
RESPONSIBILITIES:
- Reporting into the Head of Compliance, the Compliance Manager will provide regular updates on compliance matters including any emerging issues
- Provide day to day management of the compliance team
- Assist compliance members where there maybe complexities with a particular matter
- Effectively manage and maintain compliance records and standards
- Support relevant training and development needs of compliance staff
- Contribute to the implementation of new legislation and compliance regulation changes, across the business
- Contribute to ensuring a positive customer culture is embedded within the organisation at all levels, for both internal staff and other stakeholders, externally.
- Provide guidance and advice to all departments, relating to compliance matters
- Produce and analyse management information to identify areas of customer and business risk
- Identify, log, manage and provide advice relating to the remediation of risk events and/or compliance breaches
KEY SKILLS / EXPERIENCE:
- Previous experience of working in a Compliance role within the financial service industry (Mortgages / Insurance ideally)
- Confidence to assess the impact and relevance of compliance issues and articulate them in a clear and precise manner
- Proactive and willing to take responsibility for improving efficiency and accountability for the team
- A Confident decision maker who has experience of assessing the severity of issues and can suggest appropriate actions to mitigate
- Strong understanding of MCOB, ICOBS, DISP, data protection and money laundering regulations, and associated regulatory expectations
- Ability to identify root causes and define and shape appropriate improvement plans
- Strong written and verbal communication skills, to enable clear and insightful reporting to senior management
- Numerate, accurate and IT literate with very strong Word and Excel skills
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