Compliance Analyst - London, United Kingdom - Harrison Holgate

Harrison Holgate

Verified Company

London, United Kingdom

2 weeks ago

Posted by:

Tom O´Connor

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Description

Compliance Analyst

Salary:
£45,000

Location:
London

Purpose of the Job:

A very profitable Lloyd's Syndicate is seeking a Compliance Analyst to manage the compliance issues affecting the business and work with the Compliance team to manage and minimise the compliance risk.

Principal Accountabilities:

Assist in the development, implementation and ongoing monitoring of Compliance based Exception reports.
Assist in resolution of sanctions related enquiries as presented by underwriters and claims staff.
Maintain a record of all advice, identified exceptions and the action taken to resolve them.
Assist in the compiling of various compliance reports in relation to compliance monitoring activities.
Assist in the development and provision of regulatory training to Group employees, e.g. SMCR regime, antimoney laundering, sanctions and conduct risk.

Education, Qualifications, Knowledge, Skills and Experience:

Solid experience of working within insurance or financial sector organisation(s), with a strong understanding of PRA,FCA, Lloyd's, legal and compliance issues.
Professional, confident, articulate and personable, with the skills and ability to work both on their own and as part of a team.
Able to build effective working relationships at all levels both internally and with external regulators and third parties.
Education to degree level or equivalent.