Compliance Administrator - Finnieston, United Kingdom - Anderson Knight

Tom O´Connor

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Tom O´Connor

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Description
Anderson Knight are pleased to be working with a financial services company based in Glasgow. They're looking to recruit a compliance administrator to join heir Legal Team.


Key Responsibilities:
As a Compliance Administrator, you will play a pivotal role in ensuring adherence to regulatory standards and maintaining customer satisfaction


Your responsibilities will include:

  • Logging and managing CMC complaints and customer commission complaints in accordance with company procedures and standards.
  • Proactively managing team shared inboxes to ensure queries and complaints are logged or directed correctly, following FCA guidelines.
  • Delivering professional and efficient service to both internal and external customers, embodying values to foster strong relationships within the organisation.
  • Providing support for wider Compliance Team activities as needed.

Essential Experience:

  • Attention to detail
  • Strong communication skills
  • Ideally worked in Financial Services before

Job Types:
Full-time, Permanent


Salary:
£22,000.00 per year


Benefits:


  • Company pension

Work Location:
In person


Reference ID:
MD01

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