Senior AML Compliance Officer - England

We are seeking a proactive Compliance Officer to serve as a primary contact for all compliance matters within our UK Business.You will provide expert advice and guidance while supporting the Chief Compliance Officer with Group reporting and participation in industry committees. · ...

We are seeking a skilled Compliance Officer to strengthen governance, risk and assurance activity for a property and planning consultancy to help drive a positive, compliant culture across the organisation. · Maintain and update key compliance registers, including risk, gifts and ...

We are partnering with a global hedge fund which is looking to hire an experienced Compliance Officer. Reporting into the Chief Compliance Officer this will be a broad generalised compliance role. · Surveillance · Providing regulatory advice to traders senior stakeholders · Comp ...

We are seeking a Compliance Officer to help build out and oversee compliance for our regulated investment advisory business. · ...

A top tier British law firm with an international presence is seeking a Compliance Officer to join its established Risk & Compliance team. · ...

A firm in our community has a Matched Principle license and is reactivating their operations after a recent Change in Control (CiC). They are seeking Compliance Officer that can take up both SMF16 (General Compliance) and SMF17 (AML) role. · The Role is to take over the complianc ...

A leading Commodities Broker in London is looking for an experienced Compliance Officer to join their team. · Act as the compliance specialist on complex regulatory implementations (e.g., MiFIR/EMIR reporting). · Oversee and guide the compliance monitoring plan. · Provide timely ...

We're looking for a Compliance Officer in Malta to lead the regulatory and compliance efforts for our operations within the jurisdiction.You will be responsible for ensuring that BVNK remains in full compliance with the Malta Financial Services Authority (MFSA) regulations while ...

We are seeking a Compliance Officer to join our team in London. The successful candidate will have at least three years of experience in general compliance, including monitoring and regulatory reporting. · Undertake activities of the Compliance Monitoring Programme - not limited ...

We are seeking an experienced Risk & Compliance professional to join our team in London. · Analysing conflict search results to identify potential conflictsResearching new clients for CDD purposesManaging incoming requests for new client/matter openingsAssisting with testing soft ...

This is a broad Compliance Officer position covering both Compliance and Financial Crime.You will work closely with the Head of Compliance and gain visibility across the business while helping strengthen the bank's risk and control framework. · Support and help run the Compliance ...

We are seeking a Compliance Officer to join our team at a regulated brokerage business in London. · Support the implementation and ongoing monitoring of the firm's regulatory compliance framework. · ...

We are seeking a proactive Compliance Officer to serve as a primary contact for all compliance matters within our UK Business. You will provide expert advice and guidance while supporting the Chief Compliance Officer with Group reporting and participation in industry committees. ...

MERJE are working exclusively with a well known Investment Management firm as they looking to bring a new compliance officer into their team in London. · ...

Role: Compliance Officer · Department: Compliance · Location: London · The Compliance Department at Millennium serves to adopt, implement, and carry out a Compliance programme, including policies and procedures, processes, systems, controls, surveillance, testing and reporting, w ...

We are recruiting a Compliance Officer for our London office. · Perform investigative analyses of compliance and financial crime risks globally. · Forefront OSINT research and writing on counterparties. · ...

Our client is seeking a Compliance Officer to help build out and oversee compliance for the regulated investment advisory business, and play a critical role in their ambitious future plans. · ...

A leading UK headquartered international law firm is seeking a Compliance Officer to join their Business Acceptance team in London. · ...

Job summary · A world-leading global hedge fund is looking to add an exceptional individual into their Compliance function. · Qualifications3-5 years of experience in trade surveillance for a buy-side firm. · ...

We have a couple of exciting opportunities within a growing compliance and risk function at a London Boutique Law firm for two people to join their risk and Compliance team in a compliance officer/analyst role. · ...

The Compliance Officer will be responsible for participating in projects to expand and improve the global compliance program with particular focus on UK regulations conducting monitoring and testing of the firm's businesses in the UK performing electronic communication surveillan ...