Senior Compliance Officer - Manchester
23 hours ago

Job summary
We're working with a well-established and growing IFA firm based in Manchester that is genuinely committed to developing its people. As part of continued growth, they're looking to appoint a Senior Compliance Officer.Responsibilities
- File checking to check suitability of advice
Job description
, consectetur adipiscing elit. Nullam tempor vestibulum ex, eget consequat quam pellentesque vel. Etiam congue sed elit nec elementum. Morbi diam metus, rutrum id eleifend ac, porta in lectus. Sed scelerisque a augue et ornare.
Donec lacinia nisi nec odio ultricies imperdiet.
Morbi a dolor dignissim, tristique enim et, semper lacus. Morbi laoreet sollicitudin justo eget eleifend. Donec felis augue, accumsan in dapibus a, mattis sed ligula.
Vestibulum at aliquet erat. Curabitur rhoncus urna vitae quam suscipit
, at pulvinar turpis lacinia. Mauris magna sem, dignissim finibus fermentum ac, placerat at ex. Pellentesque aliquet, lorem pulvinar mollis ornare, orci turpis fermentum urna, non ullamcorper ligula enim a ante. Duis dolor est, consectetur ut sapien lacinia, tempor condimentum purus.
Access all high-level positions and get the job of your dreams.
Similar jobs
You will join a global consultancy organisation that delivers integrated advisory and implementation services across the real estate and infrastructure sectors. You will play a central role in ensuring the organisation operates safely, ethically, and in full alignment with legal ...
3 weeks ago
We are seeking an experienced Compliance Officer to join our Manchester-based team on a hybrid working basis.This is a pivotal role for a professional who is passionate about governance, risk management, · and ensuring full compliance with legislative and industry standards withi ...
3 weeks ago
The Lead Auditor supports the maintenance and improvement of ISO-based management systems. The role covers compliance areas including information security, risk, business continuity, · Maintain and monitor ISO-aligned internal management systems. · Plan and conduct internal audit ...
1 month ago
This well-established group is passionate about its brand and is committed to maintaining the highest standards across its diverse property portfolio. · Leading and managing compliance and risk strategies across the property portfolio · ...
3 weeks ago
We're working with a well-established and growing IFA firm based in Manchester that is genuinely committed to developing its people. · Supporting the firm's compliance framework and policies · File reviews (pre- and post-sale, depending on experience) · Assisting with FCA regulat ...
1 week ago
We are committed to delivering exceptional results for our clients. · ...
3 weeks ago
+We are seeking a Compliance Officer to join our team at Ascent Performance Group. The successful candidate will be responsible for ensuring that our operations remain aligned to FCA expectations and internal policies. · ...
3 weeks ago
The Lead Auditor supports the maintenance and improvement of ISO-based management systems and the Integrated Management System (IMS). · ...
1 month ago
A Compliance Officer will play a pivotal part in ensuring that operations remain aligned to FCA expectations internal policies industry best practice. · Support risk management activities including monitoring key risks investigating risk events contributing to risk and compliance ...
3 weeks ago
A rewarding opportunity within a dynamic property management organisation specialising in residential and student block, estate, and asset management across the UK. · This well-established group is passionate about its brand and is committed to maintaining the highest standards a ...
3 weeks ago
We're working with a well-established and growing IFA firm based in Manchester that is genuinely committed to developing its people. As part of continued growth, they're looking to appoint a Compliance Officer and are very open to candidates who may not yet be in a formal complia ...
6 days ago
We are seeking an experienced Compliance Monitoring Officer to join our supportive team who deliver a file review and feedback service for medium to large financial services businesses. · The role of the Compliance Monitoring Officer is to provide a file review service to the cli ...
3 weeks ago
We're looking for a Compliance & Risk Officer to join the team and play a key role in safeguarding our business integrity while championing positive customer outcomes. · Maintain the internal audit procedures to ensure that best practice is taken account of and that the audits ad ...
1 month ago
+An established and growing Independent Financial Adviser (IFA) firm based in Manchester is seeking an experienced Senior Compliance Officer to join its Compliance team. · +Conducting file checks to assess suitability and quality of advice · Undertaking call monitoring to ensure ...
3 weeks ago
As a Compliance Monitoring Officer, you will play a pivotal part in ensuring that our operations remain aligned to FCA expectations, internal policies, and industry best practice. · Support risk management activities, including monitoring key risks, investigating risk events, and ...
2 weeks ago
We place our customers at the heart of everything we do. During their most challenging times, we strive to provide the support and guidance they deserve. · ...
8 hours ago
We're creating a brand-new compliance & data officer role in our finance and compliance team. · This isn't just ticking boxes – your work will underpin everything we do:delivering outstanding apprenticeship programmes that transform lives and careers. · Shape a new role in a grow ...
2 weeks ago
We are seeking an experienced Compliance Monitoring Officer to join our team who deliver a file review and feedback service for medium to large financial services businesses.Threesixty is a leading UK-based provider of compliance, regulatory, and business-support services for fin ...
3 weeks ago
We are seeking an experienced Compliance Monitoring Officer to join our supportive team who deliver a file review and feedback service for medium to large financial services businesses. Threesixty is a leading UK-based provider of compliance, regulatory, and business-support serv ...
3 weeks ago
+ Planning Compliance Officer role involves investigating breaches of planning control, examining evidence, processing complaints. · + Applicants must have existing right to work in the UK with Town Planning or related qualification. · + Essential Car User Allowance included with ...
2 weeks ago