Senior Compliance Officer - Manchester

Only for registered members Manchester, United Kingdom

23 hours ago

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Job summary

We're working with a well-established and growing IFA firm based in Manchester that is genuinely committed to developing its people. As part of continued growth, they're looking to appoint a Senior Compliance Officer.

Responsibilities

  • File checking to check suitability of advice
  • Liaising with Compliance Director on individual cases as well as assisting them in developing, implementing and monitoring compliance policies and procedures


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