Investment Operations Analyst 6 Month Ftc - London, United Kingdom - Nelson Scott LLP

Nelson Scott LLP
Nelson Scott LLP
Verified Company
London, United Kingdom

1 week ago

Tom O´Connor

Posted by:

Tom O´Connor

beBee Recruiter
Description

OVERALL SUMMARY


To ensure all cash transactions are processed timely and accurately and in accordance with CASS regulations and to monitor suspicious activity.


RESPONSIBILITIES

  • Cheque and BACS submissions and rejections, CHAPS payments, Direct Debit receipts, funding executions, cash adjustments, client payments.
  • Monitor suspicious activity.
  • To communicate and escalate potential issues in a prompt and effective manner.
  • Adhoc tasks requested by manager.
Regulatory Responsibilities (Compliance/T&C)

  • Ability to demonstrate an understanding of the regulatory framework relevant to the role, whilst practising effective risk management taking account of outcomes for clients.
  • Respond to requests to implement on a timely basis all internal and external audit points together with any issues raised by external regulators, local Compliance/Risk or Group Compliance/Risk.
  • Be aware of the Operational Risks associated with your role and act in a manner that takes account of these risks and the relevant controls.
  • Follow the FCA's Treating Customers Fairly (TCF) principle by adhering to all relevant internal TCF policies, considering how TCF affects your role and act in a manner which helps to ensure fair outcomes for clients.
WE WOULD LOVE TO HEAR FROM YOU / PLEASE APPLY IF:

  • Enhanced knowledge of Excel.
  • Good numeracy skills.
  • Attention to detail.
  • Good communications skills.
  • Good attitude and strong personality.
  • Able to work on own initiative.
  • Good knowledge of Microsoft Word.
  • Grasping and learning new concepts quickly.
  • Able to work under pressure against irremovable deadlines.
  • Team Player
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