Compliance Officer - London, United Kingdom - GCB Recruitment

GCB Recruitment

Verified Company

London, United Kingdom

3 weeks ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

The successful Compliance Officer will be offered:

£45,000
£60,000 (Pro-Rated for Part-Time)
Great progression opportunities
Competitive benefits package

To be considered for the Compliance Officer role you must have:

Minimum 5 years' experience in asset management/platform compliance. In a similar Compliance Officer role.
At least 1 years' experience as SMF16/17 preferred.
Investment Management Certificate or equivalent preferred.
Assessed as fit and proper under the SMCR regime and in line with the firm's policy.
Detailed knowledge of antimoney laundering and financial crime legislation, rules, and guidance.

As a Compliance Officer your role will involve:

To be the Compliance and Money Laundering Officer for the IFPR MiFID businesses in the group, holding the relevant FCA SMF16/17 functions.
To take ownership of and manage the compliance and risk processes for the IFPR MiFID businesses in the Group, and to ensure all staff are appropriately conversant and compliance with the processes.
To ensure IFPR MiFID businesses minimise their exposure to financial crime and money laundering by taking ownership and managing the firm's financial crime systems and controls.
To take oversight of the training and competency framework for the MiFID businesses, and work with relevant stakeholders to ensure senior management function and certification function staff are competent for the roles they perform, properly supervisedand monitored in accordance with the training and competence policy.

This job has been posted by GCB Agency Recruitment Ltd who is acting as the Employment Agency in relation to this vacancy, working on behalf of their client who is confidential at this stage.