CASS Oversight Analyst - London Area

Kohort is partnering with · a growing Wealth Management Firm to secure a CASS oversight associate which will cover a 9 month FTC.Act as the CASS oversight specialist, · partnering closely with the SMF18 to ensure effective governance, · regulatory reporting and timely CMAR deliv ...

The Transaction Reporting Analyst will have responsibility for Transaction Reporting oversight. · Perform weekly and monthly reconciliations of Company trades against FCA reported transactions by referencing multiple data sources to identify errors or omissions. · ...

The Compliance Analyst will support the effective operation of the firm's compliance framework by assisting with day-to-day regulatory support, · monitoring and oversight activities,policy and governance maintenance and review,regulatory reporting,and business engagement. ...

+We are partnered with a specialty Lloyd's syndicate is looking to hire an experienced Senior Delegated Authority Analyst to join their UK Operations team. · ...

A leading global Investment Manager is seeking an Analyst/Associate to join its Private Credit platform. · ...

We are seeking a Conduct Risk Analyst to join our Compliance function within the Conduct Risk team. · Support the delivery of the annual conduct plan and day-to-day operation of the conduct risk frameworkAssist with product governance activitiesSupport Consumer Duty obligations, ...

A boutique investment management fund is hiring its first dedicated Operations Analyst to support day-to-day operations and help scale the firm following strong performance and solid AUM growth. · ...

An established Lloyd's Managing Agent is seeking a Conduct Risk Analyst to join its Compliance function within the Conduct Risk team. · ...

We're supporting a global investment management firm looking to hire a Compliance Analyst into their Risk & Compliance team. · ...

We are supporting a leading asset management firm in hiring a Business Analyst to drive AI initiatives across the business. · Capture requirements, validate use cases, and assess feasibility, risk, and value with front office teams · Analyse and optimise processes to enhance insi ...

This is a genuinely strong opportunity for someone already operating within Delegated Authority who wants broader exposure across oversight, reporting and compliance within a well-structured and respected platform. · ...

We're working with a leading global law firm to recruit a Senior Analyst for its Legal Project Management team in London. · ...

Portfolio Manager / Investment Analyst (Family Office) · Title: · Portfolio Manager / Investment Analyst (Founder Office) · Location: · Regent Street, London (office-based with some flexibility) · Reporting to: · Founder · Employment Type: · Full-time, permanent · Salary: · Compe ...

The job of the Compliance Manager is to support the Head of Compliance in delivering the compliance plan and ensure that the Lloyd\'s MGA/syndicate operates according to company policies and legal requirements. · Key responsibilities include providing regulatory and compliance ad ...

Data Privacy Analyst role involves promoting privacy compliance and overseeing the firm's privacy practices. · Perform reviews of Privacy Impact Assessments. · Manage data privacy breaches and incidents. · Maintain records of processing activities. · ...

We are seeking a Compliance Analyst to support a growing FCA-regulated organisation. · ...

A Lead Cyber Security Analyst/InfoSec Officer is required for a small private credit focused asset manager. The role involves end-to-end responsibility for information security across the business. · ...

A global commodity trading firm are offering the opportunity for a Treasury Analyst to join their corporate Treasury function. · ...

Business Analyst/Data Governance Analyst - IAF - Risk - Banking · Excellent opportunity opens up to join a major Bank based in London as their new · Business Analyst/Data Governance Analyst. · This opportunity offers the chance to play a key part in data governance and act as a c ...

Market Surveillance Analyst / Associate – Commodities · We're hiring an associate Market Surveillance professional to join a leading global commodities broker in London. · This role sits within a market surveillance team focused on monitoring trading activity, identifying potenti ...