Compliance Analyst - London, United Kingdom - Eames Consulting

Eames Consulting
Eames Consulting
Verified Company
London, United Kingdom

3 weeks ago

Tom O´Connor

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Tom O´Connor

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Description
My Investment Management client is looking for a compliance analyst to assist with the compliance framework and upcoming regulations. Responsibilities;

  • Provide robust regulatory advice, guidance and support
  • Support the Compliance Director
  • Promote strong regulatory awareness within the business, including a robust compliance culture
  • Manage the timely preparation of reports for Boards, Committees and Management
  • Assist with the review and ongoing maintenance of all compliance manuals/policies/standards
  • Lead the interpretation and implementation of regulatory projects
  • Regulatory Training

EXPERIENCE

  • 34 years in a compliance role within Investment Management
  • FCA handbook knowledge
  • Must have fund knowledge
  • UCITS/COBs/COLL exp
  • Compliance training roll out experience
Eames Consulting is acting as an Employment Business in relation to this vacancy.

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