Compliance Advisory Officer - London, United Kingdom - Morgan McKinley

Morgan McKinley

Verified Company

London, United Kingdom

2 weeks ago

Posted by:

Tom O´Connor

beBee Recruiter

Part time

Description

Responsibilities below:

Review/audit/investigation requests from Exchanges and Regulators
Research in relation to keeping up to date on financial regulatory developments
Monitoring and problem solving with regards to MiFIR transaction reporting
Monitoring and problem solving with regards to EMIR reporting
Maintaining accurate records and data in conjunction with regulatory reporting
Annual and ad hoc Information Requests from Exchanges and other bodies
To conduct assigned sections of the firms Compliance Monitoring Program
CASS Compliance Monitoring and Advisory support

Previous experience within Compliance Advisory and Trade or Transaction or Regulatory reporting is preferred.

For further information please do not hesitate to contact me on

Morgan McKinley is acting as an Employment Agency and references to pay rates are indicative.