Compliance Insurance Specialist - Romford, United Kingdom - HCL Technologies

HCL Technologies

Verified Company

Romford, United Kingdom

3 weeks ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

Key tasks & responsibilities

To undertake HCL IBS and clients Compliance Monitoring (CM) and Independent Quality Assurance (IQA) reviews in accordance with best practice, covering scoping / fieldwork and sampling / reporting and action tracking.
To oversee offshore SME's performing Compliance Assurance testing ensuring agreed standards are met and assurance can be placed on the outputs.
To attend compliance relationship management meetings with our clients' compliance and assurance functions, as required by the Compliance Manager
To support relevant internal stakeholders to develop appropriate actions plans to address any compliance issues identified as part of the HCLIBS Assurance frameworks
To support the development of risk based annual CM plans and the risk based monthly IQA sampling activities in order to facilitate contractual monitoring requirements for HCL IBS clients
Through Assurance testing, identify coaching needs and liaise with Operations and Learning & Development teams to develop suitable remedial training plans to address identified issues.
To oversee the provision of provide monthly management information both internally and to HCL-IBS's clients on compliance assurance frameworks, including conducting trend and root cause analysis of identified compliance assurance issues.
To produce and review departmental procedures.
To assist in the development, introduction and completion of relevant projects / business solutions, as required.
To undertake any other activity under the direction and guidance of the Compliance Assurance Manager or the Head of Compliance and Financial Crime to achieve departmental or corporate targets

Salary:
£22,000.00-£24,000.00 per year

Schedule: