Senior Compliance Associate - Manchester
1 week ago

As a Senior Compliance Associate, you will play a pivotal role in a dynamic and expanding compliance team at the heart of UKPI's mission to deliver robust, scalable, and effective compliance oversight.
This is a unique opportunity to help shape the second line of defence, ensuring our business continues to grow and scale while maintaining the highest standards of regulatory compliance and operational excellence.
Responsibilities
- Serve as a compliance business partner for the retail investment platform, advising on propositional, marketing, and operational arrangements.
Job description
, consectetur adipiscing elit. Nullam tempor vestibulum ex, eget consequat quam pellentesque vel. Etiam congue sed elit nec elementum. Morbi diam metus, rutrum id eleifend ac, porta in lectus. Sed scelerisque a augue et ornare.
Donec lacinia nisi nec odio ultricies imperdiet.
Morbi a dolor dignissim, tristique enim et, semper lacus. Morbi laoreet sollicitudin justo eget eleifend. Donec felis augue, accumsan in dapibus a, mattis sed ligula.
Vestibulum at aliquet erat. Curabitur rhoncus urna vitae quam suscipit
, at pulvinar turpis lacinia. Mauris magna sem, dignissim finibus fermentum ac, placerat at ex. Pellentesque aliquet, lorem pulvinar mollis ornare, orci turpis fermentum urna, non ullamcorper ligula enim a ante. Duis dolor est, consectetur ut sapien lacinia, tempor condimentum purus.
Access all high-level positions and get the job of your dreams.
Similar jobs
Vanguard is one of the world's leading investment firms dedicated to helping clients achieve lasting financial success. · Act as Compliance business partner for retail investment platform advising product marketing operational arrangements regulatory or strategic change · ...
1 week ago
We are seeking a future team member for the role of Senior Associate - Compliance & Control to join our Securities Trading Conduct Team. · Supports day-to-day Securities Trading Conduct compliance efforts, with a focus on transaction monitoring. · ...
1 month ago
We are seeking a Senior Compliance Associate to join our dynamic and expanding compliance team at the heart of Vanguard's mission to deliver robust, scalable, and effective compliance oversight. · This is a unique opportunity to help shape the second line of defence, · ensuring o ...
2 days ago
Act as the Compliance business partner to the retail investment platform, advising on product, marketing and regulatory change. · ...
1 week ago
The RoleAs a Senior Compliance Associate, you will play a pivotal role in a dynamic and expanding compliance team at the heart of UKPI's mission to deliver robust, scalable, and effective compliance oversight. · ...
1 month ago
BNY is seeking a Senior Associate – Compliance & Control to join its Securities Trading Conduct Team in Manchester. · Supports day-to-day Securities Trading Conduct compliance efforts with focus on transaction monitoring. · The role involves reviewing and investigating employees' ...
1 month ago
We're seeking a future team member for the role of Senior Associate – Compliance & Control to join our Securities Trading Conduct Team. · This role is located in Manchester. · Supports day-to-day Securities Trading Conduct compliance efforts, with a focus on transaction monitorin ...
1 week ago
As a Senior Compliance Associate you will play a pivotal role in the dynamic compliance team at UKPI. · ...
1 week ago
Azets are a leading firm of Accountants and Business Advisers operating across the UK, Ireland and the Nordics. As an Associate Director at Azets, you will have the ability and motivation needed to support the Payroll National Service Line in developing and maintaining adequate c ...
1 month ago
+Job summary · Support the Payroll National Service Line in developing and maintaining adequate controls and compliance for payroll service delivery to clients.Continually review and improve Payroll National Service Line ways of working by analysing proposed changes. · Mitigate r ...
3 weeks ago
Azets are a leading firm of Accountants and Business Advisers operating across the UK, Ireland and the Nordics. · Support compliance of the controls framework that mitigates specific areas of risk across the service line · ...
1 month ago
Azets are a leading firm of Accountants and Business Advisers operating across the UK, Ireland and the Nordics. · ...
1 month ago
+We employ colleagues who are passionate about making a difference who will take responsibility to get things done. · +In this role, you will be responsible for carrying out reconciliation checks between Association's compliance management system and the housing management system ...
3 weeks ago
+ Corporate Tax Associate + · Join a professional services firm as a Corporate Tax Associate in Manchester. · Job summary · This role requires a focus on tax compliance and advisory services, providing excellent opportunities for professional growth. · ResponsibilitiesPrepare and ...
1 month ago
The Associate Director, Governance, Risk & Compliance is responsible for developing, implementing and overseeing the organization's compliance framework to ensure adherence to all applicable laws, regulations and internal policies. · ...
3 weeks ago
IT Service Management Architect – BMC Helix implementation
Only for registered members
Outstanding contract opportunity to join this global retailer as an ITSM Technology Architect. · ...
1 month ago
This role involves managing legal cases related to debt recovery, liaising with clients, reviewing legal documentation and conducting research. · ...
3 weeks ago
We are looking to recruit an experienced, enthusiastic individual to join our established team.Reporting to our Head of Compliance & Building Safety, our Compliance Lead – Service manages and supports team members to ensure consistent effective service delivery. · ...
1 day ago
We are proud to partner with a leading provider of adult social care in their search for a skilled and proactive Service Manager to oversee multiple supported living services.This is an exciting opportunity to join a company rated GOOD by CQC. · ...
1 week ago
We are seeking a highly organised and detail-oriented Funding & Compliance Specialist to join our team in a full-time, on-site capacity in Manchester. · As an organisation, we are committed to innovation, collaboration, and making a tangible difference in the lives of those we s ...
4 weeks ago