Senior Compliance Officer, Financial Crime - London, United Kingdom - eFinancialCareers

eFinancialCareers

Verified Company

London, United Kingdom

1 week ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

Our client is a leading private markets asset manager with a range of successful funds across private equity, real assets and private credit.

They are hiring a London based Senior Compliance Officer, Financial Crime role, with a focus on AML advisory andfinancial crime.

Key responsibilities include;
- assist in the development and maintenance of AML and CFT responsibilities
- monitor the ongoing development of the firm's AML framework
- advise on the adequacy of AML/CDD documentation for fund transactions and investments
- be involved in AML/CDD committees
- provide the business with advice and guidance on current and emerging regulations, sanctions and market developments and advise senior management on how to meet these obligations
- oversee the Compliance Monitoring Programme ("CMP") covering a range of business activities
- assist the team with compliance declarations and training, including: general compliance training, AML training, SMCR training and global trainings as necessary
- provide guidance and support on matters relating to day-to-day compliance activities such as personal account dealings, gift policies and conflicts of interest
- draft, implement and harmonise policies and procedures as they relate to areas of internal control and AML/CDD to ensure they are appropriate
- identify regulatory changes in different jurisdictions and taking the lead on implementing changes as required, proactively respond to business changes and represent the Compliance team at working groups.
- assist and advise all parts of the business with regulatory audits and investigations