Compliance Manager - England

Compliance Manager will ensure the company's compliance with regulatory requirements for its derivative clearing business. · Provide compliance support to start up the company's derivative clearing business. · Formulate and review internal compliance policies and procedures to gu ...

This is a crucial role where you will partner with business leaders, shape compliance culture, and help stay ahead in a dynamic regulatory and business environment. · Provide trusted regulatory and compliance advice to the consumer insurance business · Support product governance ...

We are a team of Chartered Independent Financial Planners recognised by the Chartered Insurance Institute (CII). Our chartered status reflects our commitment to a customer-first approach, ethical practice and continuous professional development. · We offer holistic financial plan ...

This role involves supporting the transition management and oversight of Appointed Representatives (ARs) to ensure full regulatory compliance at a top performing specialty insurer operating within the Lloyd's market. · ...

This is a crucial role where you will partner with business leaders and help stay ahead in a dynamic regulatory and business environment. · Provide trusted regulatory and compliance advice to the consumer insurance business · Support product governance and review customer-facing ...

Compliant manager for a London Market insurer.This is a broad hands on role offering exposure across both compliance advisory and monitoring with additional involvement in sanctions related matters. · ...

An IT Compliance Manager is needed to oversee technology controls at a global trading firm. · Oversight of major compliance projects including ICT implementations. · Project management. · Regulatory compliance review and sign-off of technology changes and system implementations. ...

We have a great opportunity for a Compliance Manager to join our dedicated Asset Compliance team. · You'll take on the role of a 'Subject Matter Expert' within the Asset Compliance Directorate in your key area of responsibility: Heating. · You will work with the Head of Service t ...

We are seeking an experienced FCA Compliance Manager to join a growing consumer credit business on a 12-month temporary contract.The role does not carry direct line management responsibility, however you will collaborate extensively with stakeholders across the business. · This i ...

We are supporting a growing research and consultancy organisation in the life sciences sector in the appointment of an experienced Compliance Manager on a 14-month fixed-term contract.This is a remote-first role, offering flexibility, with occasional travel required to the London ...

Job summary:The Compliance Manager will manage various responsibilities including deputising for the Compliance Officer in their absence. · ...

We are seeking an experienced Compliance Manager to strengthen our regulatory framework and support strategic compliance initiatives within a Lloyd's market organisation.This is an exciting opportunity to influence, advise and lead on key regulatory matters while partnering close ...

We're looking for an experienced Compliance Manager to join our Group Compliance team, · We'll engage proactively with compliance and business stakeholders on range of activities, · You'll advise and support investment teams on compliance matters, · Develop internal compliance po ...

This is an excellent opportunity for you to step into a leadership role within a growing Compliance Function as a Compliance Manager. · ...

We are the UK's aviation and aerospace regulator. · The Compliance & Enforcement team plays a critical role in safeguarding consumers and maintaining trust in the travel industry, · This function at the heart of consumer protection shapes enforcement approaches that drive a fair ...

We are seeking a Compliance Manager to join our team. This is an exciting opportunity for someone with experience in the Lloyd's environment and a proven track record in compliance. · The successful candidate will have a strong understanding of regulatory requirements and be able ...

++We are looking for a Compliance Manager for - 6 months to on an interim basis to take day to day responsibility for the firm's compliance,+ · +++Ensure that the firm complies with relevant regulations, · To ensure that the firm complies with relevant regulations particularly in ...

This crucial role within the EMEA Control Room is not just about maintaining information barriers; it's about proactively managing material non-public information (MNPI), overseeing the Watch and Restricted Lists, and ensuring rigorous compliance with UK Takeover Code disclosures ...

We're hiring a Compliance Manager to sit within Cleo's Legal, Compliance & Policy (LCP). This is a brand new role focussed on UK Compliance and driving delivery of regulatory project across cross-functional teams. ...

The Standard Compliance Manager is effectively a contractually critical assurance and governance role. This role is responsible for maintaining the compliance with the Standards Framework. · This job can be performed partially from home through internet connection or calls but al ...

We are delighted to partner with a UK HQ'd Alternative Investment Manager who are looking to hire a Compliance Manager to be part of their small compliance team. · ...