Compliance Monitoring Officer - London, United Kingdom - BRUIN Financial
Description
Permanent- City of London, Greater London
Ref: 34909
Job title - Compliance Monitoring Officer:
The role
- Plan the firm's Compliance Monitoring Program on an annual basis.
- Manage junior members of the team in regards to test scripts.
- Design test scripts.
Skill and experience
- Good knowledge of the FCA Handbook, in particular CASS and COBS.
- Excellent communication skills.
- Plans and prioritises effectively.
- Knowledge of Wealth or Asset Management.
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