Manager-Compliance-Line Compliance - London

The client is an international banking organisation based in London looking for a Compliance Manager on permanent basis. · ...

The company is a global asset management firm providing investment solutions to institutional and wholesale investors. · ...

The company is an international bank specialising in commercial and investment banking services. · ...

The Head of Compliance will establish and maintain robust compliance frameworks to ensure adherence to UK legal and regulatory obligations. · ...

We are delighted to be working with a long/short equities hedge fund who are looking for a 2nd in command for their Compliance team. · Support the ongoing development of the Firm's Compliance programme (including market abuse employee conduct expert network and ecomms surveillanc ...

We are seeking a Compliance Officer to join our team in London. The successful candidate will have at least three years of experience in general compliance, including monitoring and regulatory reporting. · Undertake activities of the Compliance Monitoring Programme - not limited ...

The Compliance Advisor will review audit investigation requests from Exchanges and Regulators FATCA CRS Audit Advisory ad hoc tax projects. · ...

The company is a subsidiary of an international bank providing capital market and securities trading services. This role will report to the Head of Compliance & MLRO. · Undertake activities of the Compliance Monitoring Programme. · Conduct communications monitoring ensuring compl ...

The company is a rapidly growing FinTech business looking to hire a Risk and Compliance Associate. This role will give you first-hand exposure to regulatory developments and support relationship with the FCA. · This role has plenty of room to grow too for the curious and enterpri ...

We are looking for a Risk and Compliance Associate to join our team. · The ideal candidate will have experience in AI and knowledge of the FCA regulations. · Gain first-hand exposure to the agenda of the FCA. · Support relationship with the FCA. · Act as heart of risk and compli ...

The job is for a Compliance Advisor at an investment brokerage company based in the City of London. The role involves reviewing and auditing requests from exchanges and regulators, conducting research on financial regulatory developments and maintaining accurate records. · Review ...

We are delighted to be working with a long/short equities hedge fund who are looking for a 2nd in command for their Compliance team. · ...

The Compliance Risk Manager will contribute to completion of annual Financial Crime Business-wide Risk Assessment (BWRA) process. · Direct contribution to completion of Financial Crime Business-wide Risk Assessment (BWRA) process · Carry out written CMAP plan and lead its executi ...

We're working with a leading international law firm to recruit a Compliance Systems Manager to join their growing London team. · In this role, you'll take the lead on developing and maintaining the firm's compliance systems. · ...

Key Responsibilities · Establish robust compliance frameworks to ensure adherence to UK legal obligations. · Maintain effective communication across the Business regarding compliance policies. · The ideal candidate will have significant experience in UK wholesale/corporate Bankin ...

About this role · We are working with a growing brokerage firm seeking an experienced Compliance Officer/MLRO. · ...

RACO is seeking an experienced and proactive Compliance Manager to join its growing compliance team. This is a client-facing role where you will be employed by RACO but responsible for providing compliance support to a portfolio of external businesses. · ...

The company is looking for a Compliance Manager – Fraud Prevention to join the team on a 1 year FTC basis. · Have a good understanding of and remain up to date on relevant regulatory requirements and their application in Anti-Money Laundering legislation, Proceeds of Crime Act an ...

A leading wholesale investment firm seeks a Deputy Head of Compliance with extensive regulatory experience. · Key Responsibilities · Manage Onboarding team · Conduct comprehensive reviews to enhance workflow efficiency · ...

Compliance Manager · We seek an experienced Compliance Manager for our team in London. · Main responsibilities: · Establishing and maintaining compliance frameworks · Oversight of compliance risk and regulatory reporting · ...