Cass Auditor - Glasgow, United Kingdom - Meraki

Meraki

Verified Company

Glasgow, United Kingdom

4 days ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

Meraki Talent's industry leading Financial Services client are looking for a CASS Auditor to join a busy Client Money department.

This is your chance to join a successful team where hard work is recognised.

Reporting to the CASS Manager.

Together with the other members of the CASS team, you will play a key part in delivering the group's internal CASS monitoring programme and the annual external CASS audit.

Responsibilities of the Position:

Being the initial point of contact for CASS queries and requests for information in Glasgow
Assisting the CASS Manager and CASS Oversight Director in investigating CASS breaches and incidents
Identifying process enhancements to improve the CASS control framework across the group
Maintaining an up to date log of CASS breaches and incidents
Ensure a high quality client service is delivered to all clients
Assisting the CASS Manager with drafting monthly MI and reports for Board and senior management meetings
Assisting the CASS Oversight Director in delivering CASS training to the Operations and Transfer Agency teams
Demonstrate a strong understanding of the risks to clients within their operation and how these will be mitigated

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Background of the Position:

Knowledge of CASS 6, 7 & 8 rules
Experience in an operational role, ideally in a TA environment
Knowledge of UK fund regulations impacting investment and asset managers, specifically CASS and FUND handbooks
Be able to demonstrate a good understanding of the FCA's CASS rules
Be able to demonstrate the ability to plan and project manage multiple projects
Proficient at presenting and communicating information to a diverse audience