Compliance Monitoring Manager - London, United Kingdom - eFinancialCareers

eFinancialCareers
eFinancialCareers
Verified Company
London, United Kingdom

2 weeks ago

Tom O´Connor

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Tom O´Connor

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Description
NEW ROLE - Compliance Monitoring Manager

Inside IR35

ASAP Start


Experience:


  • Experienced in compliance, risk or audit roles in a UK Asset, Platform &/or Wealth Management market
  • Experience of compliance oversight/assurance activity, risk assurance or internal audit
  • Relevant governance, risk management and control expertise
  • Relevant knowledge of the regulatory environment

Accountabilities:


  • Planning, scoping and conducting regular monitoring independently to a high quality
  • Conducting root cause analysis of issues identified, addressing these with management to agree next steps and then track appropriate management actions to closure per the agreed target date
  • Providing critical feedback and challenge to managers at all levels.
  • Contributing towards the continuous improvement of the Compliance Monitoring function, its processes, controls and methodologies
  • Building and maintaining strong relationships with senior managers across the business
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