Compliance Officer - London

This is a broad Compliance Officer position covering both Compliance and Financial Crime.You will work closely with the Head of Compliance and gain visibility across the business while helping strengthen the bank's risk and control framework. · Support and help run the Compliance ...

We are seeking a Compliance Officer to help build out and oversee compliance for our regulated investment advisory business. · ...

We are seeking a proactive Compliance Officer to serve as a primary contact for all compliance matters within our UK Business. You will provide expert advice and guidance while supporting the Chief Compliance Officer with Group reporting and participation in industry committees. ...

We are seeking an experienced Risk & Compliance professional to join our team in London. · Analysing conflict search results to identify potential conflictsResearching new clients for CDD purposesManaging incoming requests for new client/matter openingsAssisting with testing soft ...

We are seeking an experienced Compliance Officer to hold the FCA-approved SMF16 – Compliance Oversight function. This role provides independent oversight of regulatory compliance for a consumer credit-regulated charity and ensures that the lending and operational activities meet ...

Job summary · A world-leading global hedge fund is looking to add an exceptional individual into their Compliance function. · Qualifications3-5 years of experience in trade surveillance for a buy-side firm. · ...

The Compliance Officer will be responsible for participating in projects to expand and improve the global compliance program with particular focus on UK regulations conducting monitoring and testing of the firm's businesses in the UK performing electronic communication surveillan ...

We are partnering with a global hedge fund which is looking to hire an experienced Compliance Officer. Reporting into the Chief Compliance Officer this will be a broad generalised compliance role. · Surveillance · Providing regulatory advice to traders senior stakeholders · Comp ...

We have a couple of exciting opportunities within a growing compliance and risk function at a London Boutique Law firm for two people to join their risk and Compliance team in a compliance officer/analyst role. · The successful candidates will work closely with the team to assist ...

We're looking for a Compliance Officer in Malta to lead the regulatory and compliance efforts for our operations within the jurisdiction.You will be responsible for ensuring that BVNK remains in full compliance with the Malta Financial Services Authority (MFSA) regulations while ...

You'll join our UK Compliance team at SumUp. You'll lead compliance reviews and thematic testing across UK and EU regulatory areas such as PSD2/PSD3, Consumer Duty, and AML/CFT obligations.We believe in empowering small businesses around the world with simple financial tools. · L ...

You'll play a key role in ensuring all regulatory requirements through monitoring, reporting, and supporting key compliance initiatives are met. · Support the Compliance Team in managing compliance matters and developing the function. · ...

Oliver James are supporting an extremely well- established General Insurance firm with their search for a Compliance Generalist. · ...

A leading Commodities Broker in London is looking for an experienced Compliance Officer to join their team. · Act as the compliance specialist on complex regulatory implementations (e.g., MiFIR/EMIR reporting). · Oversee and guide the compliance monitoring plan. · Provide timely ...

We are looking for a Compliance Officer to join our team in London. · ...

A firm in our community has a Matched Principle license and is reactivating their operations after a recent Change in Control (CiC). They are seeking Compliance Officer that can take up both SMF16 (General Compliance) and SMF17 (AML) role. · The Role is to take over the complianc ...

We have a couple of exciting opportunities within a growing compliance and risk function at a London Boutique Law firm for two people to join their risk and Compliance team in a compliance officer/analyst role. · ...

We are seeking a skilled Compliance Officer to strengthen governance, risk and assurance activity for a property and planning consultancy to help drive a positive, compliant culture across the organisation. · Maintain and update key compliance registers, including risk, gifts and ...

We are recruiting a Compliance Officer for our London office. · Perform investigative analyses of compliance and financial crime risks globally. · Forefront OSINT research and writing on counterparties. · ...

We are seeking an experienced Compliance Officer to join our team on a permanent basis in London. · ...

Our client is seeking a Compliance Officer to help build out and oversee compliance for the regulated investment advisory business, and play a critical role in their ambitious future plans. · ...