Compliance Monitoring Consultant - Milton Keynes, United Kingdom - Morgan McKinley

Morgan McKinley

Verified Company

Milton Keynes, United Kingdom

3 weeks ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

Length - 12 months

Location - Milton Keynes

Hybrid working setup

The Compliance Monitoring Consultant is responsible for assessing and reporting on conduct and
regulatory risks identified when carrying out the compliance monitoring programme and to advise
on any necessary improvements that should be actioned in relevant business areas to raise the
overall standards of compliance.

Preparing and following written test plans, to be reviewed by the Compliance Monitoring
Manager and approved by the Head of Compliance Monitoring. This will involve
business.

Executing all tasks set out in the written test plans, within the agreed timeframes. This will

involve using monitoring and testing tools and techniques appropriately, carrying out on-site
visits to areas of the business, reviewing MI and other ad-hoc information to focus on
specific elements within the monitoring plan in various business units

Preparing draft and final reports in the agreed format, with the support of the Compliance

Monitoring Manager, ensuring that internally agreed deadlines are met. When doing so,
determine the cause of failure, define and recommend appropriate course of action, to be
agreed with the risk owners.

Communicating findings verbally to stakeholders during debriefing sessions, ensuring risk

owners understand any issues identified.

Tracking and monitoring agreed actions arising from compliance monitoring reviews and

supporting the Compliance Monitoring Manager in the provision of periodic status reports
to the Head of Compliance Monitoring.

Maintain involvement with all aspects of the team's work to ensure that effective support is

provided to other team members when priorities change or at times of peak workload, share
knowledge, skills and experience, and to ensure a consistent and co-ordinated approach.

Morgan McKinley is acting as an Employment Agency and references to pay rates are indicative.