Quality Control/ Assurance Roles X2 - London, United Kingdom - eFinancialCareers

eFinancialCareers
eFinancialCareers
Verified Company
London, United Kingdom

2 weeks ago

Tom O´Connor

Posted by:

Tom O´Connor

beBee Recruiter
Description

We have 2 clients seeking strong individuals with QC and QA, requirements are emphasis 4 eye checks within the corporate and private client space.


Duties include:

  • Ensuring ALL KYC information and supporting documentation including screening of names and associated parties has been completed to the highest standards;
  • Opening of new accounts and other static data requirements within the core
  • Ensuring all annual reviews of High/PEP client relationships and any subsequent updates of KYC/CDD/EDD profiles and supporting due diligence checks including screening of names and associated parties has been completed to the highest standards;
  • Ensuring reviews of client static data are conducted with any inaccuracies flagged for remediation, including: eye checks
  • Ongoing management and maintenance of client data standards
  • Checking client files have been uploaded to SharePoint/Repository
  • Performing QC checks and approvals for all PEPs and Adverse Media
  • Ensuring MIFID classification is competed with accuracy and uploaded to SharePoint
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