Training & Competence Supervisor - Newcastle, United Kingdom - MERJE Ltd

MERJE Ltd
MERJE Ltd
Verified Company
Newcastle, United Kingdom

2 weeks ago

Tom O´Connor

Posted by:

Tom O´Connor

beBee Recruiter
Description

£42,000 + Benefits


My client is one of the fastest-growing financial advisory firms in the UK and they're looking to add a Training & Competence Supervisor to the team.


Reporting to the Head of T&C, you will provide support to Wealth Management Partners on all aspects of training, competency and compliance in accordance with established standards and internal procedures.


The role will involve:


  • Managing induction and supervision of new entrants
  • Provision of technical, supervisory and compliance support to new and existing advisers
  • Completion of annual and additional risk based one to ones with advisers.
  • Collating data and recording results on the system, identification, and reporting of trends by adviser or firm level
  • Providing appropriate feedback both written and verbal to individual advisers
  • Performing and recording further reviews on an ongoing basis
  • Liaison with colleagues within the firm across the training and administration functions where necessary Operating within defined targets and objectives (volume and quality of Key Performance Indicators)
  • The individual will be expected to learn other aspects of compliance with a view to providing cover whenever needed.

Key Requirements:


  • Ideally from a financial services training and competence background.
  • Level 4 Diploma qualified, preferably with AF6 or working towards this or an equivalent qualification. A sound product and technical knowledge across all aspects of financial services with particular knowledge and experience of all types of pensions andinvestments.
  • Training and Competence supervisory experience: Ideally minimum 3 years, preferably including at least 1 year's compliance support.
More jobs from MERJE Ltd
See all jobs of MERJE Ltd