Data Compliance Officer - London

We are recruiting a Compliance Officer for our London office. · Perform investigative analyses of compliance and financial crime risks globally. · Forefront OSINT research and writing on counterparties. · ...

Our client is seeking a Compliance Officer to help build out and oversee compliance for the regulated investment advisory business, and play a critical role in their ambitious future plans. · ...

The Compliance Officer will be responsible for participating in projects to expand and improve the global compliance program with particular focus on UK regulations conducting monitoring and testing of the firm's businesses in the UK performing electronic communication surveillan ...

We are looking for a Compliance Officer to join our team in London. · ...

A top international law firm seeks an experienced Risk & Compliance professional to join them in their London office as a new Compliance Officer. · ...

A leading Commodities Broker in London is looking for an experienced Compliance Officer to join their team. · Act as the compliance specialist on complex regulatory implementations (e.g., MiFIR/EMIR reporting). · Oversee and guide the compliance monitoring plan. · Provide timely ...

We're Hiring: Risk & Compliance Officer in London / Hybrid · Dalkia UK is looking for a Risk & Compliance Officer to join our Legal, Risk & Compliance function - part of a large, established international group. · ...

You'll play a key role in ensuring all regulatory requirements through monitoring, reporting, and supporting key compliance initiatives are met. · Support the Compliance Team in managing compliance matters and developing the function. · ...

We are recruiting for a Compliance Officer to join the Legal, Risk & Compliance department. The role is responsible for ensuring that all new clients and matters are opened in accordance with the firm's new business intake procedures. The key responsibilities of this role include ...

A long standing client who have both AIFMD and MiFID2 obligations are looking to hire a generalist compliance officer with strong regulatory change skills. · ...

A global investment management firm is seeking a Compliance Officer to join its UK-based compliance team. The role supports the development, implementation, monitoring and enforcement of the firm's compliance programme. · ...

The SEI Group is a leading global provider of asset management and investment technology solutions. SIEL's Compliance department is seeking an experienced Senior Compliance Officer to join the team. · Reporting to the Head of Advisory, your primary role will be to provide technic ...

We are seeking a Compliance Officer to join our team at a regulated brokerage business in London. · Support the implementation and ongoing monitoring of the firm's regulatory compliance framework. · ...

+Tikehau Capital seeks a Compliance Officer to support and execute the compliance programme across the UK and Middle East regions. · +Proactively conducting conflict of interest checks for investment opportunities · Maintaining thorough records of all compliance-related document ...

We are seeking a proactive Compliance Officer to serve as a primary contact for all compliance matters within our UK Business.You will provide expert advice and guidance while supporting the Chief Compliance Officer with Group reporting and participation in industry committees. · ...

We are partnering with a global hedge fund which is looking to hire an experienced Compliance Officer. Reporting into the Chief Compliance Officer this will be a broad generalised compliance role. · Surveillance · Providing regulatory advice to traders senior stakeholders · Comp ...

We are seeking an experienced Compliance Officer to hold the FCA-approved SMF16 – Compliance Oversight function. This role provides independent oversight of regulatory compliance for a consumer credit-regulated charity and ensures that the lending and operational activities meet ...

A leading UK headquartered international law firm is seeking a Compliance Officer to join their Business Acceptance team in London. · ...

This is a rare opportunity to join a high-growth, pre-IPO financial services business operating in a forward-thinking, fast-moving sector. · The role sits as the No.2 to the General Counsel & Head of Compliance, · giving the right candidate high visibility, · responsibility and i ...

We have a couple of exciting opportunities within a growing compliance and risk function at a London Boutique Law firm for two people to join their risk and Compliance team in a compliance officer/analyst role. · ...

+I am partnered with a global multi-strat hedge fund looking for a senior electronic trading compliance professional to support the Head of Compliance and partner with colleagues globally. This is a high-profile role within the London office, offering exposure to senior managemen ...