Head of Advice, Supervision and Business Risk and Controls Oversight, Wealth - London

Chief Operating Officer (SMF24) – Wealth / Investment Management · London | Up to £140,000 base · We are working on a senior, FCA-regulated COO appointment within an established investment / wealth management business. · This is a designated SMF24 (Chief Operations Function) role ...

Excellent opportunity to join a highly rated UK wealth and asset management business in a senior product governance role. · ...

A senior risk and compliance professional is needed to support the CEO in monitoring and managing business risk. The role oversees investment advice and financial planning services delivered to clients. · CISI Level 4 in Financial Planning - or equivalentExtensive experience in w ...

This is a FLOD senior leadership role responsible for overseeing the quality, · compliance, and effectiveness of investment advice and financial planning · advice services delivered to clients, · ...

Chief Operating Officer (SMF24) – Wealth / Investment Management · London | Up to £140,000 base · We are working on a senior, FCA-regulated COO appointment within an established investment / wealth management business. · This is a designated · SMF24 (Chief Operations Function) · ...

The role will act as the CASS oversight specialist partnering closely with the SMF18 to ensure effective governance regulatory reporting and timely CMAR delivery across group entities Maintain and evolve the firm's CASS operating model through the transition to a new custody prov ...

Brookfield's private wealth team extends these capabilities to intermediaries worldwide, partnering with financial advisors to provide institutional-quality investment opportunities and differentiated insights that support long-term objectives. · ...

Job summaryAre you ready to help shape the future of wealth advice? Our client is seeking an experienced Advice Services Manager to join our newly formed Wealth Proposition Team. · This is a high-impact contract role offering the opportunity to redefine how robust periodic produc ...

We are seeking an experienced Investments Advice Product Manager to join our newly formed Wealth Proposition Team. · ...

An excellent opportunity to join a highly rated UK wealth and asset management business in a senior product governance role. · ...

Programme Director · Location: London · Contract Type: 6-Month Fixed Term Contract (Potential Extension / Permanent Opportunity) · Provn are proud to be partnered with a specialist consultancy supporting clients across the Asset & Wealth Management sector as they look for a Progr ...

Senior risk and compliance professional to support the CEO ensure that the business risk agenda is effectively monitored and managed. · ...

Join a fast-growing Risk & Compliance Advisory team at a Big 4 global consultancy. · ...

The Transaction Reporting Analyst will have responsibility for Transaction Reporting oversight. · The role involves performing weekly and monthly reconciliations of Company trades against FCA reported transactions by referencing multiple data sources to identify errors or omissio ...

Data Platform Lead · London, City · £highly competitive, with bonus and bens · Lead the hands-on design and evolution of a shared enterprise data model across wealth and asset management divisions. You will be responsible for modeling, overseeing and guiding the integration of d ...

Titan Wealth is a fast-growing wealth management business, both in the UK and internationally. It has evolved a fairer, more efficient and effective business model, structured to deliver leading advice-led wealth management services, giving financial advisers and their clients th ...

An excellent opportunity to join a highly rated UK wealth and asset management business in a senior product governance role, · with accountability for Consumer Duty, Product Governance, · Periodic Product Reviews and Fair Value Assessments across an established investment proposi ...

The Regulatory Reporting Analyst will drive a continuous agenda of optimisation within the Transaction Reporting area. · They will ensure effective oversight of outsourced functions and ongoing regulatory compliance. · ...

We are working with a leading wealth and investment management firm to recruit a Compensation & Benefits Specialist. This is a hands-on strategic role supporting the design governance and delivery of reward programs across multiple entities. · Experience in compensation and benef ...

Kohort is partnering with · a growing Wealth Management Firm to secure a CASS oversight associate which will cover a 9 month FTC.Act as the CASS oversight specialist, · partnering closely with the SMF18 to ensure effective governance, · regulatory reporting and timely CMAR deliv ...