Compliance Analyst – Genearlist to join the Risk and Compliance team to work broadly across regulatory compliance and monitoring. · Support the day-to-day work of the Compliance team such as supporting on close and continuing monitoring, delivering the thematic compliance monitor ...

Compliance Analyst to join the Risk and Compliance team at a large asset management firm in London. · Support the day-to-day work of the Compliance team. · Maintain the Conflicts of Interest register. · Assist members of the compliance team with preparation of papers for governan ...

We are actively recruiting a talented Regulatory Compliance Analyst to join a growing Financial Crime team at a prominent financial services firm. · Regulatory Reporting: · Preparing and submitting essential regulatory reports, returns, and notifications. · Policy Management: · M ...

Prestigious independent asset manager seeks compliance analyst to assist Compliance director on compliance matters. · Monitor firm's compliance with governmental regulatory and legal requirements · Advise business as part of core compliance team · Minimum two years compliance exp ...

Compliance Analyst to join a forward-thinking compliance team in a collaborative and inclusive environment. · Conduct and review Client Due Diligence (CDD) and Know Your Client (KYC) checks. · Perform detailed research using third-party tools and systems. · Validate client inform ...

Compliance Analyst – Graduate Level position at a Private Equity firm in London's West End. The successful candidate will have a fantastic first step in a highly desirable and future proof career in Financial Services. · Maintain the Compliance Calendar, monitor key deliverables, ...

A great opportunity to join a collaborative team, reporting directly into the AD of Compliance. Broad position working across not just the BAU but regulatory change projects. · Undertake testing in line with the Compliance Monitoring Programme · Assist in the development of polic ...

A great opportunity to join a collaborative team, reporting directly into the AD of Compliance. Broad position working across not just the BAU but regulatory change projects. · ...

We are working with a top-tier US Law firm who are looking for a compliance analyst to join their growing team. · 2+ years' experience in a compliance team within a law firm · Educated to degree level, ideally in law · Working knowledge of SRA Regulatory requirements · Team playe ...

We are currently recruiting for a brand-new Compliance Analyst vacancy in the London office of a leading US law firm. · Similar role within a law firm or professional services environment · International environments · Excellent teamworking skills · Supporting with AML processes ...

We are working with a leading US law firm to hire a Compliance Analyst. This is a particularly exciting role, as it's a dual AML and conflicts position within a newly formed & soon to be expanding London team, working closely with the firm's AML Manager. · Managing client and mat ...

We're seeking a detail-oriented Compliance Analyst to support our client and vendor assurance programs. This role plays a critical part in maintaining our security and compliance by assisting with client due diligence, vendor assessments, contract reviews, and audit support. · 2– ...

We are looking for an experienced Compliance Analyst to be part of our expanding UK Compliance team. The job holder will have gained around 2-3 years' experience within the Compliance function of an AIFM and have experience of AIFMD regulations. · Undertake testing in line with t ...

We are working with a leading Real Estate Investment Firm, who are looking for a Compliance Analyst to join their team in a generalist capacity. · ...

New Customer Outcomes Analyst opportunity working with a market leading specialty insurer operating within the Lloyd's Market. · Support the design, implementation, and embedding of the Consumer Duty framework across the business. · Analyse Consumer Duty MI to assess customer out ...

Key responsibility for maintaining the compliance and AML framework. This is a busy and business facing role requiring a degree of autonomy, within a successful and dynamic investment management business. · ...

The Business Partner is an integral role within the Group Compliance Advisory Team, supporting initiatives across multiple jurisdictions and trading entities. · ...

Compliance Analyst role involves reviewing financial promotions, working on Compliance Monitoring Programme, and assisting with regulatory change projects. · ...

Risk & Compliance Officer for an international law firm in London, supporting colleagues across Europe, APAC, and the US. · Provide guidance and support to stakeholders to ensure compliance with AML, CTF, and sanctions regulations and internal policies. · Respond to AML due dilig ...

We are seeking a Senior Compliance Analyst to join our dynamic team in London. As part of our second line of defence, you'll play a key role in shaping and maintaining our compliance framework, supporting regulatory relationships, and advising on strategic business initiatives. · ...

Senior Compliance Analyst opportunity working with a rapidly growing Lloyd's MGA. · Support the delivery of the compliance plan, including advisory, monitoring, reporting, and regulatory activities. · Review, analyse, and report on regulatory changes. · Monitor and report on cond ...