Contracts Manager: Compliance - Greater London - FIA Tech

Compliance Manager will ensure the company's compliance with regulatory requirements for its derivative clearing business. · Provide compliance support to start up the company's derivative clearing business. · Formulate and review internal compliance policies and procedures to gu ...

The client is an international banking organisation based in London looking for a Compliance Manager on permanent basis. · ...

This crucial role within the EMEA Control Room is not just about maintaining information barriers; it's about proactively managing material non-public information (MNPI), overseeing the Watch and Restricted Lists, and ensuring rigorous compliance with UK Takeover Code disclosures ...

We are active in key European markets and international energy exchanges. This is an exciting time to be part of our international team, whose mission is to develop smart energy products and promote renewable energy. · The Trading Compliance department is responsible for the deve ...

I am partnering with a private / retail bank to appoint an experienced Compliance Manager into a senior second-line role within Legal & Compliance. · ...

This is a crucial role where you will partner with business leaders and help stay ahead in a dynamic regulatory and business environment. · Provide trusted regulatory and compliance advice to the consumer insurance business · Support product governance and review customer-facing ...

This is a crucial role where you will partner with business leaders, shape compliance culture, and help stay ahead in a dynamic regulatory and business environment. · Provide trusted regulatory and compliance advice to the consumer insurance business · Support product governance ...

We're seeking a Compliance Manager to lead our compliance efforts and maintain certifications like ISO27001. · ...

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Job summary:The Compliance Manager will manage various responsibilities including deputising for the Compliance Officer in their absence. · ...

The Compliance Manager supports the HCM in overseeing and managing the bank's adherence to UK regulatory requirements (FCA/PRA), internal policies, and financial crime standards. · Assist the MLRO and Compliance in ensuring the UK branch operates in accordance with all legal and ...

We are seeking an experienced Compliance Manager to strengthen our regulatory framework and support strategic compliance initiatives within a Lloyd's market organisation.This is an exciting opportunity to influence, advise and lead on key regulatory matters while partnering close ...

We're looking for an experienced Compliance Manager to support the continued growth of our Private Assets platform.This is an exciting opportunity to join a dynamic team, playing a pivotal role in safeguarding Schroders' reputation, ensuring regulatory compliance, and enabling in ...

This role is for an Associate looking to step up into management within Compliance. Supporting the Group Head of Compliance you will drive a strong compliance culture, enhance strategy, and streamline processes. · ...

+The Opportunity · We are looking for an experienced compliance professional to join a high-performing assurance team within a global financial services organisation. · This is a senior role offering visibility, influence, and the chance to shape how compliance risks are identifi ...

We're hiring a Compliance Manager to sit within Cleo's Legal, Compliance & Policy (LCP). This is a brand new role focussed on UK Compliance and driving delivery of regulatory project across cross-functional teams. ...

This role supports the Group Head of Compliance in driving a strong compliance culture across business units. · ...

We're looking for an experienced Compliance Manager to join our Group Compliance team, · We'll engage proactively with compliance and business stakeholders on range of activities, · You'll advise and support investment teams on compliance matters, · Develop internal compliance po ...

+We're seeking a Compliance Manager to lead our compliance efforts maintain certifications like ISO27001 foster a culture of integrity. · Manage compliance programs related to data privacy security · Coordinate audits risk assessments certifications ISO27001 Cyber Essentials · Ad ...

We have a great opportunity for a Compliance Manager to join our dedicated Asset Compliance team. · You'll take on the role of a 'Subject Matter Expert' within the Asset Compliance Directorate in your key area of responsibility: Heating. · You will work with the Head of Service t ...

We’re working with a leading global trading and investments platform seeking a Compliance Manager to join their team on an initial 6 month contract. · ...