Compliance Officer - Lancashire, United Kingdom - Broadgate Search

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Broadgate Search
Verified Company
Lancashire, United Kingdom

11 hours ago

Tom O´Connor

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Tom O´Connor

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Description

My client has a fantastic opportunity for a
COMPLIANCE OFFICER - offered on a full-time, permanent basis, reporting to the Compliance Manager and Compliance team.


Day to Day Duties & Responsibilities:

  • Assisting the Compliance Manager to ensure business is compliant with regulations
  • Promoting a positive compliance culture
  • Provide the business with compliance advice and recommendations
  • Responsible for organisation of compliance records, ensuring all logs are kept up to date
  • Assist with the Training & Competence Framework and Compliant Management Framework
  • Assisting business to maintain compliance and adherence to policies and procedures, highlighting risks and areas of improvement to Compliance Manager as required
  • Assisting other members of the Compliance Department
  • Other duties commensurate with the position

Knowledge & Experience Required

  • At least 2 years previous experience working in a Compliance role
  • Knowledge of FCA regulatory requirements (particularly CONC and DISP) pertaining to the sale of consumer finance and/or general insurance
  • Knowledge of TCF and the NEW Consumer Duty is desirable
  • A working understanding of regulatory frameworks, with the ability to interpret regulatory requirements and communicate them effectively
  • Knowledge of data protection/GDPR would be highly desirable
  • IT literate with the ability to organise and analyse high volumes of data
  • Very organised with good time management and communication skills
  • Ability to conduct root cause analysis, trend analysis and offer solutions to problems
  • Selfmotivated, ability to handle and prioritise own workload
  • Ability to promote a positive compliance culture
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