Compliance Officer - Liverpool, United Kingdom - Broster Buchanan

Tom O´Connor

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Tom O´Connor

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Description
Liverpool City Centre (Hybrid, 2 days per week)

  • Regulatory Compliance (FCA)
  • Circa £45,000 + Benefits
Our Liverpool based client requires a Compliance Officer to join their small, but well-established team.


THE ORGANISATION

An exciting and growing organisation with some of the best talent in region, this is an attractive organisation to work for.


THE ROLE
Reporting directly to the CEO, this role will give you a lot of exposure to senior leadership.

You will be responsible for delivering the following:

  • Being responsible for all compliance activities across the organisation as they continue to expand (with significant support from the group function)
  • Giving compliance support to new projects and support getting compliance embedded in the 1st line
  • Consumer duty monitoring & reporting and data protection improvements

YOU MUST HAVE

  • A demonstrable background in compliance, ideally within an FCA regulated environment

THE PACKAGE

  • Circa £45,000 + Attractive benefits package
  • Hybrid role (2/3 days per week in Liverpool office)


This is an excellent career opportunity given excellent exposure to senior level stakeholders, yet with the support and guidance of a very experienced and supportive group function.


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