Risk & Compliance Associate - London, United Kingdom - Robinhood

Robinhood

Verified Company

London, United Kingdom

3 weeks ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

Join a leading fintech company that's democratizing finance for all
:

Robinhood was founded on a simple idea: that our financial markets should be accessible to all. With customers at the heart of our decisions, Robinhood is lowering barriers and providing greater access to financial information. Together, we are building products and services that help create a financial system everyone can participate in.

As we continue to build...

We're seeking curious, growth minded thinkers to help shape our vision, structures and systems; playing a key-role as we launch into our ambitious future.

If you're invigorated by our mission, values, and drive to change the world — we'd love to have you apply.

About the team + role:

Robinhood is looking for a Risk & Compliance Associate to join our Risk & Compliance team based in the United Kingdom (UK).

We are looking for a compliance professional with experience in financial services regulatory compliance who is excited to work at the intersection of regulation, technology, and finance.

We are looking for a highly adaptable and collaborative person who can handle ambiguity and rapidly shifting priorities with flexibility and patience.

We're thrilled to be expanding this year as Robinhood is hiring world-class talent in the UK.

Our team of Hoodies in the UK will enable Robinhood to continue creating great financial products on our journey towards democratising finance for all.

As we transform the future of finance, we invite you to help us define our place in a global conversation.

What you'll do:

Support the design and implementation of risk & compliance processes based on internal policies and frameworks
Working with the team and key business stakeholders in completing the UK compliance monitoring program
Horizon scanning upcoming regulatory change and assessing impact on the policy and procedure
Carrying out daytoday compliance approvals and escalation processes, such as Financial Promotion approvals and complaints investigation.

- support the fincrime escalation and investigation processes resulting from customer and transaction monitoring

Initiatives to improve effective and efficient processing of the fincrime and compliance related processes
Reviewing risk disclosures and risk warnings in any communications or other materials to ensure compliance with local requirements
Identifying and assessing risks in a joint effort with the 1st line of defence
Fostering and contributing to a culture of high ethical standards and integrity and promoting the core values, risk culture and risk appetite

What you bring:

Based in the United Kingdom
Bachelor's degree or equivalent practical experience

years of compliance practice experience specialising in financial services in the UK

Thorough knowledge of compliance topics such as: financial promotions, communications, complaint handling, business continuity, AML ethics & integrity, KYC/CDD,governance and risk & control frameworks
Exceptional attention to detail and strong problemsolving skills
Excellent written and oral communication skills
Open minded, curious, knowledgeable, proactive and not being afraid of asking for help and offering help
Selfstarter with ability to work independently and coordinate across multiple functional groups
Resourceful and adaptive in fastpaced, entrepreneurial environments
Experience working in an international team environment
A regulatory compliance background with an FCA regulated firm
Passionate about financial services
Experience working across large projects with multiple work streams and coordinating cross functional teams
Ability to quickly understand systems and process flows

Click here to learn more about Robinhood's Benefits.