Compliance coordinator jobs in United Kingdom

We are working with an International Wholesale Bank located in the City of London, who are looking for a Compliance Assistant to join the team. · We are looking for a Compliance Assistant to join the team. · Responsibilities include implementing the annual AML risk assessment, co ...

Key Responsibilities · The Head of Compliance will oversee compliance and MLRO responsibilities, develop control systems, and manage client reviews. · Ensure adherence to regulatory requirements and industry standards. · Develop and implement effective control systems to prevent ...

Job Description · Our client is a leading provider of services supporting emerging fund managers and investment firms. · Key Responsibilities: · Compliance and MLRO responsibilities:Monitoring; · ICARA; · SYSC and MLRO reports; · Supervise KYC; · Work with COO to develop and impl ...

The job involves managing inside information disclosure, conflict of interest management, and review of personal account dealing. The role requires experience in a control room related position within an investment bank or financial institution. · ...

· This job involves supporting the Chief Compliance Officer (CCO) and MLRO to manage regulatory compliance at a global investment management business. · Support CCO/MLRO with regulatory compliance function · Manage systems and controls to prevent financial crime · ...

We are looking for a Compliance Associate to join our thriving team in London. · The main focus of this role is to support the Chief Compliance Officer and MLRO to manage the regulatory compliance function, · including staying abreast of relevant regulatory changes and assisting ...

This role will support the Head of Compliance & MLRO with the following: assisting with advice on regulatory issues, maintaining compliance framework, training the business in key compliance issues, promoting and measuring high standards of conduct and ethics and an effective com ...

Head of Compliance will be a key hire for someone to develop the company's systems, business and profitability. · Monitoring · ICARA · SYSC and MLRO reports · Supervise KYC · Work with COO to develop and implement control systems · Financial Promotions for Funds and Clients · Obl ...

Please note this is a part time role: 1.5 days per week. Our client is one of the UK's leading specialist protection assurance advisers. It advises landed estates and their families, sourcing and managing complex life assurance placements as part of estate planning arrangements. ...

We are working with an International Wholesale Bank located in the City of London, who are looking for a Compliance Assistant to join the team. · In conjunction with the CCO, implement the annual AML risk assessment, compliance monitoring plan and perform the relevant quality ass ...

The Compliance AVP will manage inside information disclosure, conflict of interest, and personal account dealing. They will also review outside business activities, address requests from the control room, and contribute to updates on procedures and resources. · Manage Inside Info ...

We are seeking a part-time compliance manager to join our team. · This role involves ensuring regulatory compliance across various aspects of our business operations. · The ideal candidate will have experience working within similar first-line compliance roles, · a good understan ...

This role will support the Head of Compliance & MLRO with the following: Compliance advisory, Compliance monitoring, Regulatory affairs, Managing the relationship with the regulator, Preparing and submitting regulatory registrations, Producing regulatory reports, Reviewing compli ...

Ground Control is seeking a Compliance Coordinator to join our compliance team on a 12-month fixed term contract with the opportunity to go permanent. · This role plays a pivotal part in ensuring our teams remain compliant with industry standards, client requirements, and regulat ...

We have a fantastic opportunity to join our People Team supporting our Recruitment function as Compliance Coordinator. · Managing the background check process for all new starters, including DBS, referencing, gaps in employment, overseas check etc. · Ensuring that all HR and Recr ...

Ground Control is seeking a Compliance Coordinator to join our compliance team on a 12-month fixed term contract with the opportunity to go permanent. This role plays a pivotal part in ensuring our teams remain compliant with industry standards, client requirements, and regulator ...

Join us on a mission to tackle the housing crisis in the East of England as a Compliance Coordinator at Flagship Homes. · Support the effective delivery of Landlord Compliance obligations. · Ensure accurate and up-to-date records of proposed, planned, and completed maintenance wo ...

We have a fantastic opportunity to join our People Team supporting our Recruitment function as Compliance Coordinator. · The focus for this role is to ensure that all HR and Recruitment processes are effectively deployed ensuring that our new employees at all levels receive a bes ...

We are currently seeking a proactive and detail-oriented Compliance Coordinator to join a busy recruitment support team within the healthcare sector. · Support the compliance process for a high volume of candidates, working alongside a team of Compliance Coordinators. · Assist wi ...

Join NEXT as a Compliance Coordinator and play a key role in safeguarding the integrity of our supplier and customer network. · Manage and coordinate all compliance-related steps for supplier onboarding or changes, ensuring timely and accurate completion across all stakeholders. ...